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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
601
BCE
BCE
$19.8B
$512K 0.02%
12,349
-1,378
-10% -$58.3K
PSCH icon
602
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
$509K 0.02%
11,556
+510
+5% +$21.8K
DEO icon
603
Diageo
DEO
$47.3B
$507K 0.02%
3,680
+98
+3% +$13.5K
TROW icon
604
T. Rowe Price
TROW
$25.5B
$507K 0.02%
3,952
+1
+0% +$132
FLRN icon
605
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$506K 0.02%
16,532
+1,363
+9% +$41.6K
SUN icon
606
Sunoco
SUN
$14B
$506K 0.02%
20,746
-372
-2% -$9.37K
WEC icon
607
WEC Energy
WEC
$37.1B
$506K 0.02%
5,226
+321
+7% +$29.9K
PDP icon
608
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$502K 0.02%
6,572
-20,976
-76% -$1.54M
MDIV icon
609
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$498K 0.02%
37,057
+2,919
+9% +$40.6K
USIG icon
610
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$498K 0.02%
8,195
+1,308
+19% +$80.1K
ENBL
611
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$497K 0.02%
120,161
+4,934
+4% +$24.2K
HYGV icon
612
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$496K 0.02%
10,665
-1,125
-10% -$52.3K
UAL icon
613
United Airlines
UAL
$39.1B
$495K 0.02%
14,246
-393
-3% -$13.6K
CIK
614
Credit Suisse Asset Management Income Fund
CIK
$135M
$493K 0.02%
167,795
-17,834
-10% -$50.6K
TDIV icon
615
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.1B
$490K 0.02%
11,195
-4,400
-28% -$193K
ZS icon
616
Zscaler
ZS
$23.8B
$489K 0.02%
3,473
+710
+26% +$92.2K
AMLP icon
617
Alerian MLP ETF
AMLP
$12.7B
$487K 0.02%
24,393
-5,969
-20% -$138K
COP icon
618
ConocoPhillips
COP
$141B
$486K 0.02%
14,804
-6,014
-29% -$228K
EEFT icon
619
Euronet Worldwide
EEFT
$3.01B
$485K 0.02%
+5,325
New +$520K
TWTR
620
DELISTED
Twitter, Inc.
TWTR
$482K 0.02%
10,834
-2,434
-18% -$93.4K
HR icon
621
Healthcare Realty
HR
$7.46B
$480K 0.02%
18,477
-985
-5% -$25.8K
NLY icon
622
Annaly Capital Management
NLY
$16.9B
$480K 0.02%
16,842
+1,800
+12% +$52.1K
IMCB icon
623
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$474K 0.02%
9,468
+96
+1% +$4.75K
GM icon
624
General Motors
GM
$78.7B
$472K 0.02%
15,935
-1,803
-10% -$50.7K
EBAY icon
625
eBay
EBAY
$50.3B
$471K 0.02%
+9,045
New +$498K
23 24
25
26 27

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.