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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAM icon
601
Akamai
AKAM
$16.8B
$488K 0.02%
4,553
+132
+3% +$13.3K
TROW icon
602
T. Rowe Price
TROW
$25B
$488K 0.02%
3,951
+739
+23% +$84.3K
TER icon
603
Teradyne
TER
$54.8B
$486K 0.02%
+5,748
New +$385K
DVYE icon
604
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$485K 0.02%
15,475
-1,041
-6% -$32.3K
PGR icon
605
Progressive
PGR
$124B
$482K 0.02%
6,017
+2,127
+55% +$166K
SUN icon
606
Sunoco
SUN
$14.2B
$482K 0.02%
21,118
-881
-4% -$20.5K
DEO icon
607
Diageo
DEO
$46.2B
$481K 0.02%
3,582
+371
+12% +$50.9K
ECL icon
608
Ecolab
ECL
$75.6B
$480K 0.02%
2,413
+222
+10% +$43K
UCON icon
609
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$480K 0.02%
+18,675
New +$468K
RTL
610
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$480K 0.02%
60,449
+15,658
+35% +$115K
INTU icon
611
Intuit
INTU
$81.1B
$474K 0.02%
+1,599
New +$439K
HUN icon
612
Huntsman Corp
HUN
$2.24B
$471K 0.02%
26,216
+14,650
+127% +$246K
JETS icon
613
US Global Jets ETF
JETS
$802M
$471K 0.02%
28,314
-21,048
-43% -$319K
GD icon
614
General Dynamics
GD
$105B
$470K 0.02%
3,145
+589
+23% +$83.2K
AOM icon
615
iShares Core Moderate Allocation ETF
AOM
$1.76B
$469K 0.02%
11,769
-282
-2% -$10.9K
HSY icon
616
Hershey
HSY
$35.4B
$469K 0.02%
3,617
+268
+8% +$36K
RING icon
617
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$468K 0.02%
+15,485
New +$422K
MDIV icon
618
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$467K 0.02%
34,138
+2,284
+7% +$30.4K
FAAR icon
619
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$466K 0.02%
+17,813
New +$457K
RSPU icon
620
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$465K 0.02%
10,228
+48
+0.5% +$2.22K
FAST icon
621
Fastenal
FAST
$54B
$464K 0.02%
21,668
-422
-2% -$8.07K
NBIX icon
622
Neurocrine Biosciences
NBIX
$17.7B
$463K 0.02%
+3,795
New +$419K
FLRN icon
623
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$462K 0.02%
15,169
+2,867
+23% +$86.5K
HYLS icon
624
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$462K 0.02%
10,070
+2,923
+41% +$133K
LUMN icon
625
Lumen
LUMN
$6.53B
$460K 0.02%
45,847
+1,901
+4% +$19K
23 24
25
26 27

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SCM
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BPS
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VPC
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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.