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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Charter Communications
CHTR
$16.7B
| $339K | 0.02% |
775
-165
| -18% | -$80.7K |
|
602
Zoetis
ZTS
$32.5B
| $339K | 0.02% |
+2,879
| New | +$379K |
|
603
General Dynamics
GD
$106B
| $338K | 0.02% |
2,556
-16
| -0.6% | -$2.66K |
|
604
Progyny
PGNY
$2.41B
| $338K | 0.02% |
15,950
+3,500
| +28% | +$96.2K |
|
605
Public Storage
PSA
$61.7B
| $337K | 0.02% |
1,699
-603
| -26% | -$129K |
|
606
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
| $335K | 0.02% |
11,355
-308
| -3% | -$11.3K |
|
607
Gabelli Dividend & Income Trust
GDV
$2.62B
| $334K | 0.02% |
22,546
+79
| +0.4% | +$1.54K |
|
608
iShares US Energy ETF
IYE
$1.69B
| $331K | 0.02% |
+21,618
| New | +$545K |
|
609
WEC Energy
WEC
$37B
| $331K | 0.02% |
3,755
-2,660
| -41% | -$256K |
|
610
Canadian Imperial Bank of Commerce
CM
$109B
| $329K | 0.02% |
11,356
-3,402
| -23% | -$127K |
|
611
Estee Lauder
EL
$30.7B
| $328K | 0.02% |
2,058
+211
| +11% | +$40.7K |
|
612
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
| $326K | 0.02% |
18,107
-1,881
| -9% | -$46.5K |
|
613
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
| $324K | 0.02% |
5,777
-10,842
| -65% | -$629K |
|
614
Annaly Capital Management
NLY
$17.4B
| $323K | 0.02% |
15,948
+2,521
| +19% | +$88.7K |
|
615
Inspire Global Hope ETF
BLES
$160M
| $322K | 0.02% |
15,200
+325
| +2% | +$8.88K |
|
616
Inspire Small/Mid Cap Impact ETF
ISMD
$337M
| $322K | 0.02% |
16,742
-1,450
| -8% | -$36.3K |
|
617
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
| $321K | 0.02% |
8,832
-1,386
| -14% | -$58.8K |
|
618
iQIYI
IQ
$1.21B
| $320K | 0.02% |
17,950
+450
| +3% | +$10.1K |
|
619
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
| $320K | 0.02% |
9,824
-1,367
| -12% | -$66.9K |
|
620
Vanguard Mega Cap Growth ETF
MGK
$31.8B
| $320K | 0.02% |
12,585
-69,945
| -85% | -$2.02M |
|
621
Nutrien
NTR
$33.3B
| $320K | 0.02% |
+9,435
| New | +$378K |
|
622
Applied Materials
AMAT
$378B
| $319K | 0.02% |
6,959
-4,514
| -39% | -$259K |
|
623
CoStar Group
CSGP
$12.4B
| $319K | 0.02% |
5,430
-1,280
| -19% | -$83.4K |
|
624
Morgan Stanley
MS
$333B
| $319K | 0.02% |
9,379
-527
| -5% | -$24.8K |
|
|
DBL
625
DoubleLine Opportunistic Credit Fund
DBL
$278M
| $318K | 0.02% |
18,613
+689
| +4% | +$13.8K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.