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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGG icon
601
National Grid
NGG
$82.7B
$493K 0.02%
8,886
-521
-6% -$26.8K
ULTA icon
602
Ulta Beauty
ULTA
$20.4B
$491K 0.02%
1,941
+89
+5% +$21.7K
PSA icon
603
Public Storage
PSA
$60.2B
$490K 0.02%
2,302
-114
-5% -$25.3K
BIBL icon
604
Inspire 100 ETF
BIBL
$495M
$486K 0.02%
15,981
+300
+2% +$8.69K
XSMO icon
605
Invesco S&P SmallCap Momentum ETF
XSMO
$3.02B
$486K 0.02%
12,336
+43
+0.3% +$1.64K
SPGI icon
606
S&P Global
SPGI
$126B
$483K 0.02%
1,769
-832
-32% -$216K
CODI icon
607
Compass Diversified
CODI
$755M
$481K 0.02%
19,336
-1,066
-5% -$23.5K
BSDE
608
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$479K 0.02%
17,976
+1,422
+9% +$37.8K
BSAE
609
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$478K 0.02%
18,673
+1,800
+11% +$46K
FEZ icon
610
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$476K 0.02%
11,663
-98
-0.8% -$3.85K
SUN icon
611
Sunoco
SUN
$14.2B
$476K 0.02%
15,539
-1,590
-9% -$50.1K
BSBE
612
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$476K 0.02%
18,287
+1,538
+9% +$40K
MLM icon
613
Martin Marietta Materials
MLM
$33.6B
$475K 0.02%
1,700
+71
+4% +$18.9K
PTY icon
614
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$475K 0.02%
24,986
+227
+0.9% +$4.2K
BSCE
615
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$475K 0.02%
18,170
+1,515
+9% +$39.8K
URI icon
616
United Rentals
URI
$71.1B
$474K 0.02%
2,845
-627
-18% -$91.1K
IMCB icon
617
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$471K 0.02%
8,996
-20
-0.2% -$1.01K
MFIC icon
618
MidCap Financial Investment
MFIC
$784M
$471K 0.02%
26,956
+3,310
+14% +$54.6K
SU icon
619
Suncor Energy
SU
$77.7B
$471K 0.02%
14,360
+730
+5% +$22.8K
SPGP icon
620
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$470K 0.02%
7,450
+20
+0.3% +$1.2K
JPS
621
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$470K 0.02%
46,905
-13,703
-23% -$137K
SMDV icon
622
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$469K 0.02%
7,591
-2,142
-22% -$129K
SNA icon
623
Snap-on
SNA
$20.9B
$465K 0.02%
2,746
+599
+28% +$97.7K
VCR icon
624
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$463K 0.02%
2,444
+158
+7% +$28.9K
AN icon
625
AutoNation
AN
$6.97B
$459K 0.02%
9,431
+769
+9% +$38.9K
23 24
25
26 27

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.