We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
601
Ulta Beauty
ULTA
$20.4B
$464K 0.02%
1,852
-77
-4% -$23.6K
VXUS icon
602
Vanguard Total International Stock ETF
VXUS
$153B
$464K 0.02%
8,977
-1,183
-12% -$61K
CIBR icon
603
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$461K 0.02%
16,667
+7,472
+81% +$216K
AXAS
604
DELISTED
Abraxas Petroleum Corp
AXAS
$461K 0.02%
45,395
+9,200
+25% +$130K
CBRL icon
605
Cracker Barrel
CBRL
$1.2B
$459K 0.02%
2,820
-1,749
-38% -$294K
LVS icon
606
Las Vegas Sands
LVS
$30.5B
$459K 0.02%
7,947
-191
-2% -$11.1K
XSMO icon
607
Invesco S&P SmallCap Momentum ETF
XSMO
$3.02B
$458K 0.02%
12,293
+71
+0.6% +$2.68K
RING icon
608
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$457K 0.02%
21,221
+724
+4% +$16.2K
SPLK
609
DELISTED
Splunk Inc
SPLK
$455K 0.02%
3,860
+243
+7% +$30.3K
CEQP
610
DELISTED
Crestwood Equity Partners LP
CEQP
$453K 0.02%
12,415
-1,796
-13% -$65.2K
NGG icon
611
National Grid
NGG
$82.7B
$450K 0.02%
9,407
-157
-2% -$7.26K
PTY icon
612
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$449K 0.02%
24,759
-5,456
-18% -$99.3K
MLM icon
613
Martin Marietta Materials
MLM
$33.6B
$447K 0.02%
1,629
+19
+1% +$4.7K
IMCB icon
614
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$446K 0.02%
9,016
-224
-2% -$10.9K
TSN icon
615
Tyson Foods
TSN
$20.2B
$446K 0.02%
5,180
+1,473
+40% +$125K
FEZ icon
616
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$444K 0.02%
11,761
+1
+0% +$37
FDL icon
617
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$443K 0.02%
14,287
+1,128
+9% +$34.5K
IVR icon
618
Invesco Mortgage Capital
IVR
$776M
$441K 0.02%
2,879
-67
-2% -$10.6K
AN icon
619
AutoNation
AN
$6.97B
$439K 0.02%
8,662
-462
-5% -$21.8K
BSDE
620
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$439K 0.02%
16,554
+637
+4% +$16.8K
BIBL icon
621
Inspire 100 ETF
BIBL
$495M
$438K 0.02%
15,681
– –
ELV icon
622
Elevance Health
ELV
$81.9B
$437K 0.02%
1,819
-744
-29% -$204K
KXI icon
623
iShares Global Consumer Staples ETF
KXI
$1.03B
$437K 0.02%
7,962
– –
BSCE
624
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$437K 0.02%
+16,655
New +$435K
EXAS
625
DELISTED
Exact Sciences
EXAS
$435K 0.02%
4,818
+1,188
+33% +$135K
23 24
25
26 27

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.