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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPZ icon
601
Domino's
DPZ
$11B
$367K 0.02%
+1,421
New +$370K
DWM icon
602
WisdomTree International Equity Fund
DWM
$666M
$367K 0.02%
7,255
+23
+0.3% +$1.14K
SPY icon
603
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$367K 0.02%
1,300
-9,800
-88% -$2.66M
CINF icon
604
Cincinnati Financial
CINF
$28.3B
$366K 0.02%
4,260
-119
-3% -$9.82K
EFG icon
605
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$366K 0.02%
4,729
-340
-7% -$25.2K
ADI icon
606
Analog Devices
ADI
$181B
$363K 0.02%
3,450
-882
-20% -$88.5K
GNTX icon
607
Gentex
GNTX
$4.88B
$363K 0.02%
17,557
+1,874
+12% +$39.2K
KXI icon
608
iShares Global Consumer Staples ETF
KXI
$1.03B
$363K 0.02%
7,030
– –
PJP icon
609
Invesco Pharmaceuticals ETF
PJP
$425M
$362K 0.02%
5,549
+109
+2% +$7.16K
VMW
610
CALL
DELISTED
VMware, Inc
VMW
$361K 0.02%
2,000
– –
ALK icon
611
Alaska Air
ALK
$5.15B
$360K 0.02%
6,420
+2,633
+70% +$161K
CMA
612
DELISTED
Comerica
CMA
$360K 0.02%
4,910
+358
+8% +$28.7K
DBL
613
DoubleLine Opportunistic Credit Fund
DBL
$278M
$360K 0.02%
17,814
-731
-4% -$14.4K
BKNG icon
614
Booking.com
BKNG
$138B
$359K 0.02%
5,125
+1,400
+38% +$99.9K
ETJ
615
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$359K 0.02%
39,016
-718
-2% -$6.3K
REM icon
616
iShares Mortgage Real Estate ETF
REM
$542M
$358K 0.02%
8,269
+2,101
+34% +$90.2K
MORL
617
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$357K 0.02%
23,600
+369
+2% +$5.33K
EXAS
618
DELISTED
Exact Sciences
EXAS
$356K 0.02%
4,112
-968
-19% -$82.4K
SPYV icon
619
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$356K 0.02%
11,766
-53,799
-82% -$1.59M
EMLP icon
620
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$355K 0.02%
14,350
-8,044
-36% -$191K
CSGP icon
621
CoStar Group
CSGP
$11.3B
$354K 0.02%
7,590
+130
+2% +$5.37K
FSD
622
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$353K 0.02%
24,136
-1,404
-5% -$20K
GOOG icon
623
CALL
Alphabet (Google) Class C
GOOG
$3.9T
$352K 0.02%
+6,000
New +$337K
MSCI icon
624
MSCI
MSCI
$40B
$352K 0.02%
1,772
+39
+2% +$6.79K
SCHP icon
625
Schwab US TIPS ETF
SCHP
$16.3B
$351K 0.02%
12,760
-24
-0.2% -$648
23 24
25
26 27

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.