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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGN icon
601
Align Technology
ALGN
$12B
$303K 0.02%
1,363
+198
+17% +$45K
PKB icon
602
Invesco Building & Construction ETF
PKB
$438M
$303K 0.02%
8,743
-2,517
-22% -$83.5K
HAS icon
603
Hasbro
HAS
$12.6B
$301K 0.02%
3,315
+184
+6% +$17.3K
CQQQ icon
604
Invesco China Technology ETF
CQQQ
$2.95B
$300K 0.02%
+4,957
New +$301K
FCX icon
605
Freeport-McMoran
FCX
$90B
$300K 0.02%
15,835
-6,631
-30% -$100K
DEM icon
606
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$299K 0.02%
6,586
+388
+6% +$17K
DG icon
607
Dollar General
DG
$25.9B
$299K 0.02%
3,214
-623
-16% -$53.6K
IYK icon
608
iShares US Consumer Staples ETF
IYK
$1.39B
$299K 0.02%
7,086
-117
-2% -$4.8K
GHII
609
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$299K 0.02%
10,843
-962
-8% -$27.2K
C icon
610
CALL
Citigroup
C
$222B
$298K 0.02%
+4,000
New +$296K
PSI icon
611
Invesco Semiconductors ETF
PSI
$2.44B
$298K 0.02%
17,733
+828
+5% +$14.3K
GBT
612
DELISTED
Global Blood Therapeutics, Inc.
GBT
$298K 0.02%
+7,575
New +$283K
B
613
Barrick Mining
B
$62.2B
$297K 0.02%
20,497
-5,268
-20% -$77.7K
TWX
614
DELISTED
Time Warner Inc
TWX
$297K 0.02%
3,244
+62
+2% +$5.86K
TILT icon
615
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$295K 0.02%
2,638
+202
+8% +$22K
RFDI icon
616
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$294K 0.02%
+4,594
New +$292K
ULTA icon
617
Ulta Beauty
ULTA
$20.4B
$294K 0.02%
+1,314
New +$278K
BHC icon
618
Bausch Health
BHC
$1.65B
$292K 0.02%
14,050
-1,180
-8% -$18.7K
YUM icon
619
Yum! Brands
YUM
$41B
$291K 0.02%
3,559
+7
+0.2% +$554
ISCV icon
620
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$289K 0.02%
5,685
-837
-13% -$41.3K
STOR
621
DELISTED
STORE Capital Corporation
STOR
$289K 0.02%
11,110
+2,727
+33% +$69.8K
AZN icon
622
AstraZeneca
AZN
$263B
$288K 0.02%
4,153
-269
-6% -$18.1K
CM icon
623
Canadian Imperial Bank of Commerce
CM
$107B
$288K 0.02%
5,902
-16
-0.3% -$729
RWL icon
624
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$288K 0.02%
5,611
+1,123
+25% +$55.5K
GPC icon
625
Genuine Parts
GPC
$17.1B
$287K 0.02%
3,022
+690
+30% +$63K
23 24
25
26 27

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.