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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
AGNC Investment
AGNC
$12.3B
| $303K | 0.03% |
13,995
+2,256
| +19% | +$48.2K |
|
602
APA Corp
APA
$12.8B
| $302K | 0.02% |
6,593
-245
| -4% | -$10.8K |
|
|
TCF
603
DELISTED
TCF Financial Corporation Common Stock
TCF
| $302K | 0.02% |
5,779
-5,458
| -49% | -$261K |
|
604
American Tower
AMT
$77.7B
| $301K | 0.02% |
2,203
+24
| +1% | +$3.34K |
|
605
Bath & Body Works
BBWI
$4.01B
| $301K | 0.02% |
+8,950
| New | +$300K |
|
606
AstraZeneca
AZN
$263B
| $300K | 0.02% |
4,422
-4,678
| -51% | -$296K |
|
607
Rio Tinto
RIO
$148B
| $300K | 0.02% |
6,356
+235
| +4% | +$10.9K |
|
608
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
| $299K | 0.02% |
+13,963
| New | +$291K |
|
609
Invesco KBW Bank ETF
KBWB
$7.08B
| $299K | 0.02% |
5,849
+869
| +17% | +$42.7K |
|
610
SLR Investment Corp
SLRC
$706M
| $299K | 0.02% |
13,822
-500
| -3% | -$10.8K |
|
|
UCTT
611
Ultra Clean Holdings
UCTT
$4.16B
| $299K | 0.02% |
+9,750
| New | +$230K |
|
612
Lincoln National
LNC
$7.91B
| $298K | 0.02% |
4,052
-45
| -1% | -$3.17K |
|
|
EXAS
613
DELISTED
Exact Sciences
EXAS
| $295K | 0.02% |
+6,256
| New | +$252K |
|
614
Vanguard Energy ETF
VDE
$10.1B
| $295K | 0.02% |
3,154
-23
| -0.7% | -$2.04K |
|
615
Western Digital
WDC
$179B
| $295K | 0.02% |
4,522
+138
| +3% | +$9.16K |
|
616
abrdn Physical Silver Shares ETF
SIVR
$4.04B
| $294K | 0.02% |
18,062
-1,050
| -5% | -$17.3K |
|
|
STMP
617
DELISTED
Stamps.com, Inc.
STMP
| $294K | 0.02% |
+1,450
| New | +$266K |
|
|
WES
618
DELISTED
Western Gas Partners Lp
WES
| $293K | 0.02% |
5,707
+13
| +0.2% | +$676 |
|
|
GAP
619
The Gap Inc
GAP
$6.84B
| $292K | 0.02% |
9,878
+434
| +5% | +$10.7K |
|
620
CALL
Invesco QQQ Trust
QQQ
$455B
| $291K | 0.02% |
+2,000
| New | +$287K |
|
621
iShares MSCI Agriculture Producers ETF
VEGI
$159M
| $291K | 0.02% |
10,342
+352
| +4% | +$9.62K |
|
622
CALL
IBM
IBM
$202B
| $290K | 0.02% |
+2,092
| New | +$291K |
|
623
iShares US Consumer Staples ETF
IYK
$1.39B
| $290K | 0.02% |
7,203
-23,448
| -76% | -$950K |
|
624
Kroger
KR
$34.8B
| $290K | 0.02% |
14,454
-23,062
| -61% | -$520K |
|
625
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $290K | 0.02% |
20,956
-7,897
| -27% | -$110K |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.