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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNC
601
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$211K 0.03%
+14,291
New +$204K
NBH
602
Neuberger Municipal Fund Inc
NBH
$304M
$210K 0.03%
12,530
+1,350
+12% +$22.3K
IXP icon
603
iShares Global Comm Services ETF
IXP
$515M
$209K 0.03%
4,884
-47
-1% -$2.92K
YUM icon
604
Yum! Brands
YUM
$41B
$209K 0.03%
3,500
-25
-0.7% -$1.47K
CYS
605
DELISTED
CYS Investments Inc.
CYS
$209K 0.03%
24,943
-5,320
-18% -$43.7K
CHI
606
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$208K 0.03%
+21,135
New +$203K
NSA
607
DELISTED
National Storage Affiliates Trust
NSA
$208K 0.03%
+10,004
New +$208K
NFJ
608
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$206K 0.03%
16,711
-1,157
-6% -$14.3K
MSD
609
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$205K 0.03%
+22,135
New +$201K
RSPH icon
610
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$205K 0.03%
+13,570
New +$202K
AMAT icon
611
Applied Materials
AMAT
$426B
$204K 0.03%
+8,518
New +$188K
FXD icon
612
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$204K 0.03%
6,043
-94
-2% -$3.21K
ELV icon
613
Elevance Health
ELV
$81.9B
$203K 0.03%
1,546
+83
+6% +$11.4K
FDN icon
614
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$202K 0.03%
2,802
-4,213
-60% -$297K
FNX icon
615
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$202K 0.03%
3,996
-1,426
-26% -$71.3K
MIY icon
616
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$201K 0.03%
12,975
-2,681
-17% -$40.6K
XRX icon
617
Xerox
XRX
$337M
$201K 0.03%
8,022
+247
+3% +$6.5K
DG icon
618
Dollar General
DG
$25.9B
$200K 0.03%
+2,130
New +$184K
DNP icon
619
DNP Select Income Fund
DNP
$4.18B
$199K 0.03%
18,732
+4,397
+31% +$45.1K
MMU
620
Western Asset Managed Municipals Fund
MMU
$549M
$197K 0.03%
13,000
+2,000
+18% +$30.2K
TWO
621
Two Harbors Investment
TWO
$1.27B
$196K 0.03%
2,860
-47
-2% -$3.09K
GOOD
622
Gladstone Commercial Corp
GOOD
$627M
$194K 0.03%
11,458
-3,406
-23% -$57.2K
FIF
623
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$194K 0.03%
+11,104
New +$181K
BGT icon
624
BlackRock Floating Rate Income Trust
BGT
$322M
$192K 0.03%
14,770
-850
-5% -$11K
BDCL
625
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$192K 0.03%
11,449
-1,928
-14% -$30.7K
23 24
25
26 27

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WB
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SCM
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VPC
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ACM
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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.