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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
601
Jack Henry & Associates
JKHY
$10.7B
$202K 0.03%
+2,394
New +$192K
SIRI icon
602
SiriusXM
SIRI
$10B
$201K 0.03%
5,091
+150
+3% +$5.6K
AVGO icon
603
Broadcom
AVGO
$1.82T
$200K 0.03%
12,960
-1,500
-10% -$20.3K
BGT icon
604
BlackRock Floating Rate Income Trust
BGT
$322M
$200K 0.03%
15,620
– –
PID icon
605
Invesco International Dividend Achievers ETF
PID
$913M
$197K 0.03%
14,243
+541
+4% +$6.94K
GDV icon
606
Gabelli Dividend & Income Trust
GDV
$2.6B
$196K 0.03%
10,620
-40
-0.4% -$681
RAD
607
DELISTED
Rite Aid Corporation
RAD
$196K 0.03%
1,203
-768
-39% -$121K
ORC
608
Orchid Island Capital
ORC
$1.31B
$193K 0.03%
3,731
-66
-2% -$3.13K
HTS
609
DELISTED
HATTERAS FINANCIAL CORP
HTS
$193K 0.03%
13,487
-2,333
-15% -$30.7K
EVO
610
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$190K 0.03%
12,855
-855
-6% -$12.4K
AY
611
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$189K 0.03%
+10,628
New +$180K
TWO
612
Two Harbors Investment
TWO
$1.27B
$185K 0.03%
2,907
-1,226
-30% -$75.8K
EVV
613
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$184K 0.03%
13,929
+69
+0.5% +$860
FCX icon
614
Freeport-McMoran
FCX
$90B
$181K 0.02%
17,532
-107,028
-86% -$752K
NBH
615
Neuberger Municipal Fund Inc
NBH
$304M
$181K 0.02%
+11,180
New +$180K
POT
616
DELISTED
Potash Corp Of Saskatchewan
POT
$180K 0.02%
10,560
-2,271
-18% -$38.2K
ALDW
617
DELISTED
Alon USA Partners LP
ALDW
$180K 0.02%
13,662
+3,369
+33% +$51.5K
RCS
618
PIMCO Strategic Income Fund
RCS
$243M
$174K 0.02%
19,017
-856
-4% -$7.37K
WEN icon
619
Wendy's
WEN
$1.33B
$174K 0.02%
15,966
+205
+1% +$2.03K
OIL
620
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$172K 0.02%
33,559
+20,571
+158% +$106K
ETV
621
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$171K 0.02%
11,600
-8,554
-42% -$122K
PCN
622
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$167K 0.02%
12,170
+162
+1% +$2.17K
SDOW icon
623
ProShares UltraPro Short Dow 30
SDOW
$171M
$167K 0.02%
+41
New +$206K
FHY
624
DELISTED
First Trust Strategic High
FHY
$166K 0.02%
+14,559
New +$156K
UGLD
625
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$166K 0.02%
+1,485
New +$152K
23 24
25
26 27

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.