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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
601
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$204K 0.03%
+5,982
New +$210K
NI icon
602
NiSource
NI
$22.4B
$204K 0.03%
+10,433
New +$201K
ELV icon
603
Elevance Health
ELV
$81.9B
$203K 0.03%
+1,459
New +$201K
FAD icon
604
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$202K 0.03%
+4,068
New +$203K
NMFC icon
605
New Mountain Finance
NMFC
$646M
$202K 0.03%
15,547
+4,185
+37% +$57.5K
SIRI icon
606
SiriusXM
SIRI
$10B
$201K 0.03%
4,941
+21
+0.4% +$849
XLI icon
607
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$201K 0.03%
+3,795
New +$204K
IHE icon
608
iShares US Pharmaceuticals ETF
IHE
$1.47B
$200K 0.03%
3,717
-1,446
-28% -$76.1K
GDV icon
609
Gabelli Dividend & Income Trust
GDV
$2.6B
$197K 0.03%
10,660
+263
+3% +$4.94K
BGT icon
610
BlackRock Floating Rate Income Trust
BGT
$322M
$195K 0.03%
15,620
-7,100
-31% -$89.5K
UTF icon
611
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$194K 0.03%
10,146
-1,328
-12% -$25.6K
DNP icon
612
DNP Select Income Fund
DNP
$4.18B
$192K 0.03%
21,466
-3,800
-15% -$35.8K
EVO
613
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$192K 0.03%
13,710
-1,200
-8% -$16.4K
ORC
614
Orchid Island Capital
ORC
$1.31B
$189K 0.03%
3,797
+117
+3% +$5.52K
GOOD
615
Gladstone Commercial Corp
GOOD
$627M
$188K 0.03%
+12,898
New +$193K
MIY icon
616
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$187K 0.03%
+13,400
New +$181K
PID icon
617
Invesco International Dividend Achievers ETF
PID
$913M
$186K 0.03%
13,702
+2,364
+21% +$35K
SRC
618
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$185K 0.03%
4,128
-213
-5% -$9.44K
JRO
619
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$182K 0.03%
18,556
-604
-3% -$5.94K
RFI
620
Cohen & Steers Total Return Realty Fund
RFI
$313M
$181K 0.03%
14,371
+3,964
+38% +$49.4K
GNTX icon
621
Gentex
GNTX
$4.88B
$179K 0.03%
11,188
+486
+5% +$7.85K
RCS
622
PIMCO Strategic Income Fund
RCS
$243M
$178K 0.02%
+19,873
New +$180K
EVV
623
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$177K 0.02%
13,860
-2,798
-17% -$35.9K
BB icon
624
BlackBerry
BB
$5.01B
$170K 0.02%
18,311
-700
-4% -$5.38K
LXP icon
625
LXP Industrial Trust
LXP
$3.53B
$170K 0.02%
4,245
-305
-7% -$12.9K
23 24
25
26 27

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.