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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMF
601
DELISTED
PIMCO Municipal Income Fund
PMF
$248K 0.03%
16,140
+2,221
+16% +$33.4K
VDE icon
602
Vanguard Energy ETF
VDE
$10.1B
$247K 0.03%
+2,262
New +$247K
BUD icon
603
AB InBev
BUD
$158B
$246K 0.03%
2,020
+65
+3% +$7.85K
BXMT icon
604
Blackstone Mortgage Trust
BXMT
$2.82B
$246K 0.03%
8,655
+678
+8% +$19.5K
FHY
605
DELISTED
First Trust Strategic High
FHY
$246K 0.03%
17,309
-2,689
-13% -$38.6K
GAB icon
606
Gabelli Equity Trust
GAB
$1.74B
$245K 0.03%
38,858
-4,526
-10% -$28.5K
FEP icon
607
First Trust Europe AlphaDEX Fund
FEP
$513M
$243K 0.03%
+7,851
New +$239K
IEI icon
608
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$241K 0.03%
+1,940
New +$240K
XLI icon
609
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$241K 0.03%
4,314
-709
-14% -$39.9K
GVI icon
610
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$240K 0.03%
+2,146
New +$239K
BSCG
611
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$240K 0.03%
10,812
+642
+6% +$14.2K
EVV
612
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$238K 0.03%
16,518
-73
-0.4% -$1.04K
QQEW icon
613
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$238K 0.03%
+5,444
New +$236K
CINF icon
614
Cincinnati Financial
CINF
$28.3B
$237K 0.03%
+4,443
New +$233K
VEU icon
615
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$237K 0.03%
4,855
-3,855
-44% -$185K
JFR icon
616
Nuveen Floating Rate Income Fund
JFR
$1.23B
$236K 0.03%
20,887
-4,635
-18% -$51.2K
ITB icon
617
iShares US Home Construction ETF
ITB
$2.41B
$235K 0.03%
8,315
-2,869
-26% -$76.5K
AVGO icon
618
Broadcom
AVGO
$1.82T
$234K 0.03%
+18,390
New +$211K
CNP icon
619
CenterPoint Energy
CNP
$29.1B
$234K 0.03%
+11,487
New +$251K
GDV icon
620
Gabelli Dividend & Income Trust
GDV
$2.6B
$234K 0.03%
11,043
-4,077
-27% -$86.5K
DON icon
621
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$233K 0.03%
+8,124
New +$230K
MNDT
622
DELISTED
Mandiant, Inc. Common Stock
MNDT
$233K 0.03%
+5,944
New +$230K
XLVS
623
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$233K 0.03%
+3,379
New +$233K
COR icon
624
Cencora
COR
$60.3B
$231K 0.03%
+2,031
New +$204K
DVYE icon
625
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$231K 0.03%
5,602
+6
+0.1% +$253
23 24
25
26 27

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WB
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SCM
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BPS
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VPC
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ACM
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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.