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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$756M
AUM Growth
–
Cap. Flow
+$753M
Cap. Flow %
99.53%
Top 10 Hldgs %
16.54%
Holding
716
New
714
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.8M
2
AAPL icon
Apple
AAPL
+$20.6M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$13.5M
4
VQT
iPath S&P VEQTOR ETN
VQT
+$13.3M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.7M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 7.26%
2 Technology 7%
3 Healthcare 6%
4 Consumer Staples 5.21%
5 Industrials 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDD icon
601
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$225K 0.03%
+17,262
New +$228K
BSCG
602
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$225K 0.03%
+10,170
New +$226K
IWP icon
603
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$224K 0.03%
+4,802
New +$217K
VTA
604
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$224K 0.03%
+18,915
New +$224K
FYLD icon
605
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
$222K 0.03%
+9,927
New +$234K
AXAS
606
DELISTED
Abraxas Petroleum Corp
AXAS
$222K 0.03%
+3,783
New +$278K
LINE
607
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$222K 0.03%
+21,888
New +$450K
GD icon
608
General Dynamics
GD
$105B
$221K 0.03%
+1,603
New +$218K
BUD icon
609
AB InBev
BUD
$158B
$220K 0.03%
+1,955
New +$217K
RGP
610
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$220K 0.03%
+9,173
New +$260K
EPR icon
611
EPR Properties
EPR
$4.86B
$218K 0.03%
+3,791
New +$211K
SPAB icon
612
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$217K 0.03%
+7,450
New +$217K
WMW
613
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$217K 0.03%
+10,144
New +$216K
HSP
614
DELISTED
HOSPIRA INC
HSP
$217K 0.03%
+3,536
New +$200K
NEOG icon
615
Neogen
NEOG
$2.05B
$215K 0.03%
+11,547
New +$190K
SIVR icon
616
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$215K 0.03%
+13,927
New +$226K
IXP icon
617
iShares Global Comm Services ETF
IXP
$515M
$214K 0.03%
+3,557
New +$222K
VOE icon
618
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$212K 0.03%
+2,368
New +$207K
SIRI icon
619
SiriusXM
SIRI
$10B
$210K 0.03%
+6,002
New +$207K
WPC icon
620
W.P. Carey
WPC
$17.1B
$209K 0.03%
+3,047
New +$201K
AMAT icon
621
Applied Materials
AMAT
$426B
$207K 0.03%
+8,316
New +$188K
FAB icon
622
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$207K 0.03%
+4,386
New +$201K
NQI
623
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$207K 0.03%
+15,713
New +$206K
RBS.PRP
624
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$207K 0.03%
+8,600
New +$207K
OVV icon
625
Ovintiv
OVV
$17.7B
$205K 0.03%
+2,961
New +$252K
23 24
25
26 27

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BPS
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ACM
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WWA
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Sigma Planning Corp's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Sigma Planning Corp, which disclosed 716 positions worth $756M. Its ten largest holdings account for 17% of the portfolio.

Its largest position is iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.

By sector, the portfolio is most concentrated in Energy at 7.3% of assets, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q4 2014 buy was iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $756M portfolio in Q4 2014.
  • Sigma Planning Corp disclosed 716 positions in Q4 2014, its first 13F filing on record.

Based on Sigma Planning Corp's 13F filing for Q4 2014, filed 13 Feb 2015.