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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
576
lululemon athletica
LULU
$13.4B
$908K 0.03%
2,486
-1,204
-33% -$392K
GFI icon
577
Gold Fields
GFI
$29.4B
$907K 0.03%
58,646
+11,449
+24% +$147K
ET icon
578
Energy Transfer Partners
ET
$68.5B
$906K 0.03%
80,965
+7,577
+10% +$75.1K
MDY icon
579
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$906K 0.03%
1,847
+86
+5% +$41.8K
SPY icon
580
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$903K 0.03%
2,000
+600
+43% +$267K
RA
581
Brookfield Real Assets Income Fund
RA
$704M
$901K 0.03%
43,441
+6,039
+16% +$126K
ARKG icon
582
ARK Genomic Revolution ETF
ARKG
$1.54B
$900K 0.03%
19,593
-25,263
-56% -$1.2M
SLB icon
583
SLB Ltd
SLB
$76.5B
$899K 0.03%
21,752
+1,420
+7% +$55.7K
SWKS icon
584
Skyworks Solutions
SWKS
$9.54B
$899K 0.03%
6,746
-2,984
-31% -$419K
EPD icon
585
Enterprise Products Partners
EPD
$82.5B
$898K 0.03%
34,810
+2,809
+9% +$68.2K
SLYV icon
586
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
$898K 0.03%
10,778
-324
-3% -$26.8K
BSBE
587
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$896K 0.03%
37,067
+48
+0.1% +$1.2K
PSEC icon
588
Prospect Capital
PSEC
$1.12B
$894K 0.03%
108,002
+2,998
+3% +$25K
NOW icon
589
ServiceNow
NOW
$109B
$889K 0.03%
7,985
-635
-7% -$71.2K
ROP icon
590
Roper Technologies
ROP
$37.1B
$887K 0.03%
1,879
+267
+17% +$120K
AZN icon
591
AstraZeneca
AZN
$263B
$885K 0.03%
6,672
-14
-0.2% -$1.68K
PGF icon
592
Invesco Financial Preferred ETF
PGF
$675M
$885K 0.03%
52,295
-2,602
-5% -$45.4K
CWB icon
593
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$882K 0.03%
11,457
-6,800
-37% -$520K
ITA icon
594
iShares US Aerospace & Defense ETF
ITA
$14.4B
$882K 0.03%
7,959
+1,343
+20% +$143K
PSLV icon
595
Sprott Physical Silver Trust
PSLV
$12B
$882K 0.03%
100,607
-2,182
-2% -$18.2K
URI icon
596
United Rentals
URI
$70.2B
$878K 0.03%
2,471
+771
+45% +$252K
FDVV icon
597
Fidelity High Dividend ETF
FDVV
$10.1B
$877K 0.03%
21,071
+931
+5% +$37.6K
ZS icon
598
Zscaler
ZS
$23.8B
$876K 0.03%
3,629
-467
-11% -$115K
FAST icon
599
Fastenal
FAST
$54.7B
$874K 0.03%
29,442
-3,524
-11% -$98.5K
TER icon
600
Teradyne
TER
$52.4B
$867K 0.03%
7,332
+748
+11% +$94.7K
22 23
24
25 26

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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.