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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
576
Corteva
CTVA
$58.8B
$908K 0.03%
21,572
-414
-2% -$17.9K
TWLO icon
577
Twilio
TWLO
$29.6B
$908K 0.03%
2,847
-425
-13% -$155K
SLYV icon
578
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.94B
$907K 0.03%
11,066
+491
+5% +$40.3K
SNAP icon
579
Snap
SNAP
$7.49B
$905K 0.03%
12,255
+4,685
+62% +$338K
SHV icon
580
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$904K 0.03%
8,182
-42
-0.5% -$4.64K
SPY icon
581
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$788B
$901K 0.03%
2,100
+100
+5% +$44.1K
NICE icon
582
Nice
NICE
$5.34B
$894K 0.03%
3,147
+892
+40% +$247K
ARTY
583
iShares Future AI & Tech ETF
ARTY
$3.55B
$894K 0.03%
21,120
+2,192
+12% +$96K
BSDE
584
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$893K 0.03%
34,261
+1,004
+3% +$26.4K
BSCE
585
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$893K 0.03%
34,186
+964
+3% +$25.3K
CMG icon
586
Chipotle Mexican Grill
CMG
$42.6B
$891K 0.03%
24,500
+8,700
+55% +$317K
VCR icon
587
Vanguard Consumer Discretionary ETF
VCR
$5.95B
$888K 0.03%
2,864
-473
-14% -$150K
FAST icon
588
Fastenal
FAST
$54.2B
$886K 0.03%
34,330
+8,906
+35% +$242K
CFR icon
589
Cullen/Frost Bankers
CFR
$10.4B
$885K 0.03%
7,458
-370
-5% -$41.3K
SLYG icon
590
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.1B
$885K 0.03%
10,156
+197
+2% +$17.4K
BHVN
591
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$885K 0.03%
6,368
-940
-13% -$117K
WPC icon
592
W.P. Carey
WPC
$17B
$881K 0.03%
12,308
-1,963
-14% -$149K
XMVM icon
593
Invesco S&P MidCap Value with Momentum ETF
XMVM
$502M
$881K 0.03%
19,711
+2,150
+12% +$97.8K
X
594
CALL
DELISTED
US Steel
X
$879K 0.03%
40,000
+9,400
+31% +$235K
ADM icon
595
Archer Daniels Midland
ADM
$40.3B
$878K 0.03%
14,634
-184
-1% -$11K
AIRR icon
596
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.6B
$876K 0.03%
21,352
+5,504
+35% +$227K
VMW
597
DELISTED
VMware, Inc
VMW
$874K 0.03%
5,876
-4,214
-42% -$639K
FSLY icon
598
Fastly Inc
FSLY
$3.21B
$870K 0.03%
21,505
-11,388
-35% -$525K
HAL icon
599
Halliburton
HAL
$27.4B
$868K 0.03%
40,138
-1,220
-3% -$25K
ELV icon
600
Elevance Health
ELV
$81.4B
$863K 0.03%
2,315
-106
-4% -$40.3K
22 23
24
25 26

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.