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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
576
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$826K 0.03%
7,478
+1,487
+25% +$164K
SCHE icon
577
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$824K 0.03%
25,934
+1,049
+4% +$34.2K
FSK icon
578
FS KKR Capital
FSK
$3.04B
$819K 0.03%
41,283
+1,059
+3% +$19.7K
TT icon
579
Trane Technologies
TT
$106B
$815K 0.03%
4,920
+76
+2% +$11.8K
RESN
580
DELISTED
Resonant Inc.
RESN
$813K 0.03%
191,800
-98,150
-34% -$527K
RGNX icon
581
Regenxbio
RGNX
$631M
$811K 0.03%
+23,765
New +$1.01M
DBI icon
582
Designer Brands
DBI
$295M
$809K 0.03%
+46,467
New +$583K
PSLV icon
583
Sprott Physical Silver Trust
PSLV
$12B
$809K 0.03%
92,180
-58,104
-39% -$547K
API
584
Agora
API
$337M
$807K 0.03%
16,044
-116
-0.7% -$7.32K
SJM icon
585
J.M. Smucker
SJM
$13B
$803K 0.03%
6,345
+585
+10% +$69.1K
PGF icon
586
Invesco Financial Preferred ETF
PGF
$674M
$800K 0.03%
42,370
+2,850
+7% +$53.4K
ICLN icon
587
iShares Global Clean Energy ETF
ICLN
$2.33B
$798K 0.03%
32,850
-8,807
-21% -$246K
EMB icon
588
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$793K 0.03%
7,281
-349
-5% -$39K
GD icon
589
General Dynamics
GD
$106B
$792K 0.03%
4,359
+1,273
+41% +$208K
PSEC icon
590
Prospect Capital
PSEC
$1.12B
$792K 0.03%
103,288
+13,925
+16% +$96.2K
NTSX icon
591
WisdomTree US Efficient Core Fund
NTSX
$1.34B
$789K 0.03%
21,123
-1,886
-8% -$69.9K
ARTY
592
iShares Future AI & Tech ETF
ARTY
$3.45B
$787K 0.03%
+18,249
New +$823K
DBEM icon
593
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$785K 0.03%
27,326
+8,970
+49% +$263K
ADM icon
594
Archer Daniels Midland
ADM
$40.1B
$781K 0.03%
13,695
-1,202
-8% -$66K
NOW icon
595
ServiceNow
NOW
$111B
$781K 0.03%
7,810
-7,595
-49% -$802K
KMI icon
596
Kinder Morgan
KMI
$71.2B
$778K 0.02%
46,731
+9,784
+26% +$149K
SONO icon
597
Sonos
SONO
$1.86B
$772K 0.02%
+20,602
New +$695K
HYMB icon
598
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$767K 0.02%
25,864
-2,034
-7% -$60.4K
GLDM icon
599
SPDR Gold MiniShares Trust
GLDM
$27.7B
$762K 0.02%
+22,418
New +$800K
RUN icon
600
Sunrun
RUN
$2.35B
$762K 0.02%
+12,605
New +$876K
22 23
24
25 26

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.