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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.97B
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
(+6.5%)
Cap. Flow
+$107M
Cap. Flow
% of AUM
3.41%
Top 10 Holdings %
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pacer Trendpilot US Bond ETF
PTBD
|
+$13M |
| 2 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$9.73M |
| 3 |
Tapestry
TPR
|
+$8.3M |
| 4 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$8.22M |
| 5 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$7.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$21.7M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$17.1M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$13.5M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$12.2M |
| 5 |
SPDR Gold Trust
GLD
|
+$9.82M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.87% |
| 2 | Technology | 10.14% |
| 3 | Consumer Discretionary | 6.28% |
| 4 | Financials | 4.83% |
| 5 | Healthcare | 4.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
iShares 0-1 Year Treasury Bond ETF
SHV
$21.1B
| $826K | 0.03% |
7,478
+1,487
| +25% | +$164K |
|
577
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
| $824K | 0.03% |
25,934
+1,049
| +4% | +$34.2K |
|
578
FS KKR Capital
FSK
$3.24B
| $819K | 0.03% |
41,283
+1,059
| +3% | +$19.7K |
|
579
Trane Technologies
TT
$93.1B
| $815K | 0.03% |
4,920
+76
| +2% | +$11.8K |
|
|
RESN
580
DELISTED
Resonant Inc.
RESN
| $813K | 0.03% |
191,800
-98,150
| -34% | -$527K |
|
581
Regenxbio
RGNX
$542M
| $811K | 0.03% |
+23,765
| New | +$1.01M |
|
582
Designer Brands
DBI
$311M
| $809K | 0.03% |
+46,467
| New | +$583K |
|
583
Sprott Physical Silver Trust
PSLV
$13.4B
| $809K | 0.03% |
92,180
-58,104
| -39% | -$547K |
|
|
API
584
Agora
API
$342M
| $807K | 0.03% |
16,044
-116
| -0.7% | -$7.32K |
|
585
J.M. Smucker
SJM
$13.2B
| $803K | 0.03% |
6,345
+585
| +10% | +$69.1K |
|
586
Invesco Financial Preferred ETF
PGF
$644M
| $800K | 0.03% |
42,370
+2,850
| +7% | +$53.4K |
|
587
iShares Global Clean Energy ETF
ICLN
$2.11B
| $798K | 0.03% |
32,850
-8,807
| -21% | -$246K |
|
588
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.3B
| $793K | 0.03% |
7,281
-349
| -5% | -$39K |
|
589
General Dynamics
GD
$96.3B
| $792K | 0.03% |
4,359
+1,273
| +41% | +$208K |
|
590
Prospect Capital
PSEC
$1.15B
| $792K | 0.03% |
103,288
+13,925
| +16% | +$96.2K |
|
591
WisdomTree US Efficient Core Fund
NTSX
$1.38B
| $789K | 0.03% |
21,123
-1,886
| -8% | -$69.9K |
|
|
ARTY
592
iShares Future AI & Tech ETF
ARTY
$4.01B
| $787K | 0.03% |
+18,249
| New | +$823K |
|
593
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$112M
| $785K | 0.03% |
27,326
+8,970
| +49% | +$263K |
|
594
Archer Daniels Midland
ADM
$42.5B
| $781K | 0.03% |
13,695
-1,202
| -8% | -$66K |
|
595
ServiceNow
NOW
$143B
| $781K | 0.03% |
7,810
-7,595
| -49% | -$802K |
|
596
Kinder Morgan
KMI
$69.7B
| $778K | 0.02% |
46,731
+9,784
| +26% | +$149K |
|
597
Sonos
SONO
$1.9B
| $772K | 0.02% |
+20,602
| New | +$695K |
|
598
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.43B
| $767K | 0.02% |
25,864
-2,034
| -7% | -$60.4K |
|
599
SPDR Gold MiniShares Trust
GLDM
$31.8B
| $762K | 0.02% |
+22,418
| New | +$800K |
|
600
Sunrun
RUN
$2.1B
| $762K | 0.02% |
+12,605
| New | +$876K |
|
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Sigma Planning Corp's Q1 2021 Portfolio in Review
As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.
- Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
- Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
- Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
- Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
- Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
- Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.
Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.