We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KXI icon
576
iShares Global Consumer Staples ETF
KXI
$1.08B
$374K 0.02%
7,818
-147
-2% -$7.78K
MDIV icon
577
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$374K 0.02%
31,854
-9,576
-23% -$159K
SIZE icon
578
iShares MSCI USA Size Factor ETF
SIZE
$435M
$372K 0.02%
+5,216
New +$469K
CUZ icon
579
Cousins Properties
CUZ
$5.22B
$371K 0.02%
12,669
-6
-0% -$222
DSL
580
DoubleLine Income Solutions Fund
DSL
$1.23B
$370K 0.02%
27,703
+5,227
+23% +$96K
MNA icon
581
IQ ARB Merger Arbitrage ETF
MNA
$252M
$369K 0.02%
12,236
+4,200
+52% +$136K
BTI icon
582
British American Tobacco
BTI
$134B
$366K 0.02%
10,704
+729
+7% +$29.7K
FLRN icon
583
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$362K 0.02%
12,302
+197
+2% +$5.95K
PSCH icon
584
Invesco S&P SmallCap Health Care ETF
PSCH
$163M
$362K 0.02%
10,503
+135
+1% +$5.51K
TWTR
585
DELISTED
Twitter, Inc.
TWTR
$361K 0.02%
14,698
-4,329
-23% -$140K
NNN icon
586
NNN REIT
NNN
$9.37B
$360K 0.02%
11,172
-1,194
-10% -$60K
BA icon
587
CALL
Boeing
BA
$175B
$358K 0.02%
2,400
-400
-14% -$109K
RH icon
588
RH
RH
$3.36B
$358K 0.02%
3,560
-174
-5% -$32.4K
HTRB icon
589
Hartford Total Return Bond ETF
HTRB
$2.23B
$356K 0.02%
8,949
-2,387
-21% -$96.5K
MTCH icon
590
Match Group
MTCH
$9.16B
$354K 0.02%
5,353
-1,268
-19% -$93.2K
TOTL icon
591
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$351K 0.02%
7,316
+519
+8% +$25.5K
KHC icon
592
Kraft Heinz
KHC
$32.4B
$346K 0.02%
13,998
-6,127
-30% -$168K
FAST icon
593
Fastenal
FAST
$55.2B
$345K 0.02%
22,090
-5,766
-21% -$102K
JPS
594
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$345K 0.02%
47,490
+585
+1% +$5.41K
SUN icon
595
Sunoco
SUN
$14.4B
$344K 0.02%
21,999
+6,460
+42% +$173K
TFFP
596
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$344K 0.02%
3,582
+3,162
+753% +$376K
ECL icon
597
Ecolab
ECL
$79.6B
$342K 0.02%
2,191
+224
+11% +$42.1K
FTSD icon
598
Franklin Short Duration US Government ETF
FTSD
$300M
$342K 0.02%
+3,605
New +$342K
JKHY icon
599
Jack Henry & Associates
JKHY
$11.2B
$341K 0.02%
2,196
+226
+11% +$35.1K
PGHY icon
600
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$340K 0.02%
17,212
-1,655
-9% -$36.4K
22 23
24
25 26

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return
GCM
Ghisallo Capital Management Boston, Massachusetts $3.63B AUM 30.51% 1-Year Est. Return

Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.