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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINX icon
576
Global X FinTech ETF
FINX
$168M
$536K 0.02%
17,637
+4,222
+31% +$124K
GOOG icon
577
CALL
Alphabet (Google) Class C
GOOG
$3.9T
$535K 0.02%
+8,000
New +$516K
GNTX icon
578
Gentex
GNTX
$4.88B
$534K 0.02%
18,424
+625
+4% +$17.6K
RSPU icon
579
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$534K 0.02%
10,042
-636
-6% -$33.1K
OMC icon
580
Omnicom Group
OMC
$22.7B
$533K 0.02%
6,574
+153
+2% +$12K
FMB icon
581
First Trust Managed Municipal ETF
FMB
$2.03B
$529K 0.02%
9,520
+4,695
+97% +$260K
BSJK
582
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$524K 0.02%
21,917
+922
+4% +$22.1K
CUZ icon
583
Cousins Properties
CUZ
$5.29B
$522K 0.02%
12,675
-163
-1% -$6.41K
FCOR icon
584
Fidelity Corporate Bond ETF
FCOR
$352M
$522K 0.02%
9,846
+1,758
+22% +$93.1K
SDIV icon
585
Global X SuperDividend ETF
SDIV
$1.21B
$522K 0.02%
9,842
-2,313
-19% -$119K
ARKG icon
586
ARK Genomic Revolution ETF
ARKG
$1.51B
$520K 0.02%
15,519
+4,291
+38% +$136K
BSJO
587
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$518K 0.02%
+20,332
New +$512K
REGN icon
588
Regeneron Pharmaceuticals
REGN
$68.8B
$516K 0.02%
1,374
+85
+7% +$28.6K
TMUS icon
589
T-Mobile US
TMUS
$193B
$516K 0.02%
6,579
+112
+2% +$8.81K
PCI
590
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$516K 0.02%
20,470
+712
+4% +$17.9K
FAST icon
591
Fastenal
FAST
$54B
$515K 0.02%
27,856
-2,858
-9% -$51.1K
KEY icon
592
KeyCorp
KEY
$24.3B
$515K 0.02%
25,447
+3,114
+14% +$58.7K
ISMD icon
593
Inspire Small/Mid Cap Impact ETF
ISMD
$335M
$513K 0.02%
18,192
-218
-1% -$5.92K
MS icon
594
Morgan Stanley
MS
$337B
$506K 0.02%
9,906
-146
-1% -$6.91K
NLY icon
595
Annaly Capital Management
NLY
$16.9B
$506K 0.02%
13,427
-1,325
-9% -$48.3K
CINF icon
596
Cincinnati Financial
CINF
$28.3B
$504K 0.02%
4,794
+545
+13% +$59.6K
BGS icon
597
B&G Foods
BGS
$285M
$503K 0.02%
+28,080
New +$472K
ELV icon
598
Elevance Health
ELV
$81.9B
$500K 0.02%
1,655
-164
-9% -$45.1K
LVS icon
599
Las Vegas Sands
LVS
$30.5B
$496K 0.02%
7,182
-765
-10% -$47.7K
GDV icon
600
Gabelli Dividend & Income Trust
GDV
$2.6B
$493K 0.02%
22,467
-2,612
-10% -$54.8K
22 23
24
25 26

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.