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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GD icon
576
General Dynamics
GD
$105B
$499K 0.02%
2,730
-141
-5% -$26.2K
CINF icon
577
Cincinnati Financial
CINF
$28.3B
$496K 0.02%
4,249
+126
+3% +$13.9K
ZTS icon
578
Zoetis
ZTS
$31.6B
$492K 0.02%
+3,952
New +$477K
GNTX icon
579
Gentex
GNTX
$4.88B
$490K 0.02%
17,799
-144
-0.8% -$3.81K
VCLT icon
580
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$490K 0.02%
+4,849
New +$482K
ATVI
581
DELISTED
Activision Blizzard
ATVI
$490K 0.02%
9,261
+638
+7% +$31.8K
FEN
582
DELISTED
First Trust Energy Income and Growth Fund
FEN
$489K 0.02%
21,567
+2,183
+11% +$47.6K
FEM icon
583
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$487K 0.02%
20,708
+4,688
+29% +$113K
ISMD icon
584
Inspire Small/Mid Cap Impact ETF
ISMD
$335M
$485K 0.02%
18,410
– –
TNL icon
585
Travel + Leisure Co
TNL
$4.54B
$484K 0.02%
10,512
-18
-0.2% -$804
PCI
586
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$484K 0.02%
19,758
+1,486
+8% +$35.9K
CUZ icon
587
Cousins Properties
CUZ
$5.29B
$483K 0.02%
12,838
-857
-6% -$30.6K
SPEM icon
588
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$483K 0.02%
14,078
+5,477
+64% +$190K
STOR
589
DELISTED
STORE Capital Corporation
STOR
$482K 0.02%
12,894
-710
-5% -$25.4K
STT icon
590
State Street
STT
$50.9B
$479K 0.02%
8,089
-409
-5% -$22.7K
SABR icon
591
Sabre
SABR
$656M
$476K 0.02%
21,246
-1,094
-5% -$25.7K
SPYV icon
592
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$476K 0.02%
14,902
+3,480
+30% +$110K
VXF icon
593
Vanguard Extended Market ETF
VXF
$30.3B
$476K 0.02%
4,089
+673
+20% +$79.2K
APTO
594
DELISTED
Aptose Biosciences, Inc.
APTO
$476K 0.02%
507
+20
+4% +$22.8K
QUAL icon
595
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$475K 0.02%
5,143
+346
+7% +$31.8K
MTCH icon
596
Match Group
MTCH
$8.84B
$471K 0.02%
6,596
+55
+0.8% +$4.29K
PRVB
597
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$470K 0.02%
68,900
+10,950
+19% +$111K
GM icon
598
General Motors
GM
$74.7B
$467K 0.02%
12,465
-1,455
-10% -$56K
SWCH
599
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$465K 0.02%
29,760
+4,950
+20% +$73.4K
QURE icon
600
uniQure
QURE
$2.68B
$464K 0.02%
11,792
+6,835
+138% +$394K
22 23
24
25 26

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.