We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
576
AB InBev
BUD
$158B
$397K 0.02%
4,729
+301
+7% +$23.1K
VXF icon
577
Vanguard Extended Market ETF
VXF
$30.3B
$396K 0.02%
3,428
-346
-9% -$38.8K
YUM icon
578
Yum! Brands
YUM
$41B
$395K 0.02%
3,961
+398
+11% +$37.7K
FEM icon
579
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$392K 0.02%
+15,658
New +$388K
FDC
580
DELISTED
First Data Corporation
FDC
$392K 0.02%
14,935
+3,473
+30% +$82.5K
PEG icon
581
Public Service Enterprise Group
PEG
$39.8B
$391K 0.02%
6,576
+2,666
+68% +$149K
MFIC icon
582
MidCap Financial Investment
MFIC
$784M
$390K 0.02%
25,760
-750
-3% -$11.3K
SPGP icon
583
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$390K 0.02%
+7,303
New +$371K
VEEV icon
584
Veeva Systems
VEEV
$30.3B
$390K 0.02%
3,073
-397
-11% -$44.8K
ALGN icon
585
Align Technology
ALGN
$12B
$389K 0.02%
1,369
-96
-7% -$22.9K
SDOG icon
586
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$389K 0.02%
9,067
-2,092
-19% -$88.6K
PDBC icon
587
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$386K 0.02%
23,253
-6,605
-22% -$108K
MS icon
588
Morgan Stanley
MS
$337B
$385K 0.02%
9,129
+495
+6% +$20.8K
HEFA icon
589
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$384K 0.02%
13,298
-408
-3% -$11.3K
VCR icon
590
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$381K 0.02%
2,208
-85
-4% -$14K
DNP icon
591
DNP Select Income Fund
DNP
$4.18B
$378K 0.02%
32,772
-1,734
-5% -$19.4K
MKC icon
592
McCormick & Company Non-Voting
MKC
$13.4B
$378K 0.02%
5,022
-1,144
-19% -$77.2K
KL
593
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$376K 0.02%
12,350
-17,263
-58% -$547K
BTI icon
594
British American Tobacco
BTI
$132B
$375K 0.02%
+8,998
New +$327K
FNX icon
595
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$375K 0.02%
+5,595
New +$366K
SHV icon
596
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$375K 0.02%
3,389
-7,831
-70% -$865K
SPLK
597
DELISTED
Splunk Inc
SPLK
$372K 0.02%
2,989
-127
-4% -$15.9K
TRI icon
598
Thomson Reuters
TRI
$39.4B
$371K 0.02%
+5,952
New +$332K
NVTA
599
DELISTED
Invitae Corporation
NVTA
$371K 0.02%
+15,835
New +$279K
PALL icon
600
abrdn Physical Palladium Shares ETF
PALL
$603M
$368K 0.02%
14,100
+2,070
+17% +$56.4K
22 23
24
25 26

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.