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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Sanofi
SNY
$104B
| $321K | 0.03% |
6,454
-10,692
| -62% | -$517K |
|
577
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
| $320K | 0.03% |
14,456
+618
| +4% | +$13.5K |
|
578
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
| $319K | 0.03% |
6,522
+1,995
| +44% | +$93.6K |
|
579
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
| $316K | 0.03% |
7,330
-338
| -4% | -$14.8K |
|
580
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
| $315K | 0.03% |
34,690
+1,059
| +3% | +$9.41K |
|
581
Freeport-McMoran
FCX
$90B
| $315K | 0.03% |
22,466
-1,260
| -5% | -$17.7K |
|
582
iShares US Regional Banks ETF
IAT
$685M
| $315K | 0.03% |
6,666
-398
| -6% | -$18K |
|
583
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $314K | 0.03% |
10,348
-62
| -0.6% | -$1.88K |
|
|
CMA
584
DELISTED
Comerica
CMA
| $314K | 0.03% |
+4,115
| New | +$295K |
|
|
EVV
585
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $314K | 0.03% |
22,374
+1,110
| +5% | +$15.5K |
|
586
Chubb
CB
$140B
| $313K | 0.03% |
2,197
-233
| -10% | -$33.7K |
|
587
EQT Corp
EQT
$33.2B
| $313K | 0.03% |
+8,814
| New | +$300K |
|
588
MSCI
MSCI
$40B
| $313K | 0.03% |
2,680
+125
| +5% | +$13.9K |
|
589
Under Armour
UAA
$3B
| $313K | 0.03% |
18,991
-10,193
| -35% | -$187K |
|
590
EOG Resources
EOG
$78B
| $312K | 0.03% |
3,222
-226
| -7% | -$20.4K |
|
591
Booking.com
BKNG
$138B
| $311K | 0.03% |
4,250
-25
| -0.6% | -$1.9K |
|
592
Dollar General
DG
$25.9B
| $311K | 0.03% |
3,837
+1,038
| +37% | +$77.8K |
|
|
FBC
593
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $311K | 0.03% |
8,755
+700
| +9% | +$22.5K |
|
594
Electronic Arts
EA
$52.4B
| $309K | 0.03% |
2,620
+270
| +11% | +$31.3K |
|
595
Invesco BuyBack Achievers ETF
PKW
$1.69B
| $309K | 0.03% |
5,553
+641
| +13% | +$34.7K |
|
596
abrdn Physical Gold Shares ETF
SGOL
$6.92B
| $309K | 0.03% |
24,940
-3,700
| -13% | -$45.9K |
|
597
CALL
Trade Desk
TTD
$8.13B
| $308K | 0.03% |
+50,000
| New | +$270K |
|
598
Hasbro
HAS
$12.6B
| $306K | 0.03% |
3,131
+23
| +0.7% | +$2.33K |
|
|
599
iShares MSCI EAFE Value ETF
EFV
$27.6B
| $305K | 0.03% |
5,591
-160,024
| -97% | -$8.5M |
|
600
Azenta
AZTA
$1.26B
| $304K | 0.03% |
+10,000
| New | +$257K |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.