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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETY icon
576
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$248K 0.03%
23,956
-13,075
-35% -$136K
CHI
577
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$244K 0.03%
24,158
+5,802
+32% +$57.7K
PCEF icon
578
Invesco CEF Income Composite ETF
PCEF
$812M
$244K 0.03%
10,896
-1,176
-10% -$26.1K
RIO icon
579
Rio Tinto
RIO
$148B
$244K 0.03%
6,350
-762
-11% -$27.9K
KBWB icon
580
Invesco KBW Bank ETF
KBWB
$7.08B
$243K 0.03%
+5,149
New +$218K
TWX
581
DELISTED
Time Warner Inc
TWX
$240K 0.03%
+2,486
New +$221K
CIM
582
Chimera Investment
CIM
$1.05B
$239K 0.03%
4,684
-481
-9% -$23.6K
FL
583
DELISTED
Foot Locker
FL
$239K 0.03%
3,365
+18
+0.5% +$1.28K
CHD icon
584
Church & Dwight Co
CHD
$23.1B
$238K 0.03%
5,376
-3,233
-38% -$147K
UA icon
585
Under Armour Class C
UA
$2.92B
$238K 0.03%
9,440
-1,245
-12% -$34.5K
QDF icon
586
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$237K 0.03%
+5,996
New +$231K
HRL icon
587
Hormel Foods
HRL
$13.9B
$234K 0.03%
6,727
+151
+2% +$5.45K
MCHP icon
588
Microchip Technology
MCHP
$42.8B
$233K 0.03%
7,276
+214
+3% +$6.73K
UTG icon
589
Reaves Utility Income Fund
UTG
$3.69B
$233K 0.03%
7,589
+436
+6% +$13K
XPH icon
590
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$233K 0.03%
+5,961
New +$243K
JKHY icon
591
Jack Henry & Associates
JKHY
$10.7B
$232K 0.03%
2,617
+2
+0.1% +$171
HAS icon
592
Hasbro
HAS
$12.6B
$231K 0.03%
2,967
-124
-4% -$10.2K
HYS icon
593
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$231K 0.03%
+2,313
New +$229K
RSPU icon
594
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$231K 0.03%
5,726
-2,602
-31% -$103K
META icon
595
CALL
Meta Platforms (Facebook)
META
$1.51T
$230K 0.03%
+2,000
New +$246K
VIVS
596
VivoSim Labs
VIVS
$1.46M
$229K 0.03%
281
+132
+89% +$105K
SLYG icon
597
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$228K 0.02%
4,384
-1,904
-30% -$93.2K
UHT
598
Universal Health Realty Income Trust
UHT
$608M
$227K 0.02%
3,461
+15
+0.4% +$901
NEOG icon
599
Neogen
NEOG
$2.05B
$226K 0.02%
+9,128
New +$203K
IGE icon
600
iShares North American Natural Resources ETF
IGE
$747M
$225K 0.02%
6,270
-1,318
-17% -$45.9K
22 23
24
25 26

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BPS
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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.