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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
576
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$216K 0.03%
6,137
+155
+3% +$5.08K
BDCL
577
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$216K 0.03%
+13,377
New +$186K
MBLY
578
DELISTED
Mobileye N.V.
MBLY
$215K 0.03%
5,758
-108
-2% -$3.44K
PDN icon
579
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$214K 0.03%
8,171
-270
-3% -$6.66K
ILCV icon
580
iShares Morningstar Value ETF
ILCV
$1.3B
$213K 0.03%
5,080
-202
-4% -$8.06K
SCHH icon
581
Schwab US REIT ETF
SCHH
$11.7B
$213K 0.03%
10,304
-12,846
-55% -$247K
CWB icon
582
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$212K 0.03%
4,904
-15,673
-76% -$648K
VCR icon
583
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$212K 0.03%
+1,712
New +$199K
FXL icon
584
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$211K 0.03%
6,409
-7,985
-55% -$245K
DON icon
585
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$210K 0.03%
+7,302
New +$193K
UHT
586
Universal Health Realty Income Trust
UHT
$608M
$210K 0.03%
+3,731
New +$191K
NUO
587
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$210K 0.03%
+13,397
New +$207K
KDP icon
588
Keurig Dr Pepper
KDP
$40.4B
$209K 0.03%
+2,339
New +$213K
VQT
589
DELISTED
iPath S&P VEQTOR ETN
VQT
$208K 0.03%
1,482
-498
-25% -$67.4K
MON
590
DELISTED
Monsanto Co
MON
$208K 0.03%
2,375
-1,903
-44% -$172K
YUM icon
591
Yum! Brands
YUM
$41B
$207K 0.03%
+3,525
New +$185K
FLTB icon
592
Fidelity Limited Term Bond ETF
FLTB
$415M
$206K 0.03%
4,088
-1,444
-26% -$72.3K
STX icon
593
Seagate
STX
$193B
$206K 0.03%
+5,977
New +$193K
GOVT icon
594
iShares US Treasury Bond ETF
GOVT
$43.6B
$204K 0.03%
+7,893
New +$202K
ELV icon
595
Elevance Health
ELV
$81.9B
$203K 0.03%
1,463
+4
+0.3% +$535
HPE icon
596
Hewlett Packard
HPE
$63.2B
$203K 0.03%
+19,668
New +$165K
MGA icon
597
Magna International
MGA
$17.9B
$203K 0.03%
4,727
-1,902
-29% -$70.8K
FTR
598
DELISTED
Frontier Communications Corp.
FTR
$203K 0.03%
2,425
+368
+18% +$26.8K
CQP icon
599
Cheniere Energy
CQP
$31.8B
$202K 0.03%
6,990
-2,605
-27% -$65K
CUBE icon
600
CubeSmart
CUBE
$9.53B
$202K 0.03%
+6,074
New +$187K
22 23
24
25 26

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.