We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACG
576
DELISTED
AllianceBernstein Income Fund Inc
ACG
$216K 0.03%
28,208
+1,089
+4% +$8.57K
GLW icon
577
Corning
GLW
$126B
$215K 0.03%
11,762
+508
+5% +$9.21K
HOG icon
578
Harley-Davidson
HOG
$2.68B
$215K 0.03%
4,742
+51
+1% +$2.51K
SKYY icon
579
First Trust Cloud Computing ETF
SKYY
$2.74B
$214K 0.03%
+7,121
New +$216K
FREL icon
580
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$213K 0.03%
+9,401
New +$211K
UDN icon
581
Invesco DB US Dollar Index Bearish Fund
UDN
$107M
$213K 0.03%
9,925
-1,000
-9% -$21.7K
XLVS
582
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$213K 0.03%
+2,963
New +$213K
TDIV icon
583
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$212K 0.03%
8,407
-438
-5% -$11.3K
UBSI icon
584
United Bankshares
UBSI
$6.55B
$212K 0.03%
+5,736
New +$227K
DGZ icon
585
DB Gold Short ETN due Feb 15 2038
DGZ
$1.74M
$211K 0.03%
+12,315
New +$203K
EWG icon
586
iShares MSCI Germany ETF
EWG
$1.5B
$211K 0.03%
8,071
-301
-4% -$7.98K
PXF icon
587
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$211K 0.03%
5,835
-513
-8% -$19.3K
AVGO icon
588
Broadcom
AVGO
$1.82T
$210K 0.03%
+14,460
New +$188K
DFS
589
DELISTED
Discover Financial Services
DFS
$210K 0.03%
3,921
+10
+0.3% +$555
PSQ icon
590
ProShares Short QQQ
PSQ
$694M
$210K 0.03%
804
+14
+2% +$3.7K
NS
591
DELISTED
NuStar Energy L.P.
NS
$210K 0.03%
+5,241
New +$226K
AXP icon
592
CALL
American Express
AXP
$223B
$209K 0.03%
3,000
– –
FAB icon
593
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$209K 0.03%
5,140
+144
+3% +$6.11K
KRE icon
594
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$209K 0.03%
4,992
+9
+0.2% +$389
VEU icon
595
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$209K 0.03%
4,815
-472
-9% -$21.1K
NVO
596
Novo Nordisk
NVO
$216B
$208K 0.03%
7,156
-1,056
-13% -$29.2K
HTS
597
DELISTED
HATTERAS FINANCIAL CORP
HTS
$208K 0.03%
15,820
-1,469
-8% -$21.2K
BSCH
598
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$206K 0.03%
9,166
+261
+3% +$5.91K
RH icon
599
RH
RH
$3.3B
$205K 0.03%
2,575
-173
-6% -$16.1K
ERY icon
600
Direxion Daily Energy Bear 2X ETF
ERY
$37.5M
$204K 0.03%
139
-16
-10% -$20K
22 23
24
25 26

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.