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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
576
Las Vegas Sands
LVS
$30.5B
$201K 0.03%
5,280
-1,472
-22% -$74.2K
BWP
577
DELISTED
Boardwalk Pipeline Partners
BWP
$199K 0.03%
16,924
+765
+5% +$10.4K
EVO
578
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$198K 0.03%
14,910
-5,577
-27% -$74.2K
GLW icon
579
Corning
GLW
$126B
$193K 0.03%
11,254
-8,865
-44% -$159K
JRO
580
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$191K 0.03%
19,160
+2,972
+18% +$31.3K
FTR
581
DELISTED
Frontier Communications Corp.
FTR
$190K 0.03%
2,666
-74
-3% -$5.6K
MNR
582
DELISTED
Monmouth Real Estate Investment Corp
MNR
$189K 0.03%
+19,334
New +$187K
HASI icon
583
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$186K 0.03%
+10,786
New +$209K
EXG icon
584
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$185K 0.03%
22,343
+11,639
+109% +$110K
LXP icon
585
LXP Industrial Trust
LXP
$3.53B
$184K 0.03%
4,550
+1,019
+29% +$43K
NUV icon
586
Nuveen Municipal Value Fund
NUV
$1.91B
$184K 0.03%
18,728
+64
+0.3% +$621
SIRI icon
587
SiriusXM
SIRI
$10B
$184K 0.03%
4,920
-260
-5% -$9.96K
GDV icon
588
Gabelli Dividend & Income Trust
GDV
$2.6B
$183K 0.03%
10,397
-665
-6% -$12.9K
TSL
589
DELISTED
Trina Solar Limited
TSL
$183K 0.03%
20,400
+8,500
+71% +$80K
SRC
590
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$178K 0.03%
4,341
-502
-10% -$22.2K
MEN
591
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$177K 0.03%
15,680
-1,200
-7% -$13.5K
MU icon
592
Micron Technology
MU
$1.04T
$175K 0.03%
11,713
-525
-4% -$9.03K
ORC
593
Orchid Island Capital
ORC
$1.31B
$170K 0.03%
3,680
-383
-9% -$17.6K
ORAN
594
DELISTED
Orange
ORAN
$169K 0.03%
+11,144
New +$177K
JFR icon
595
Nuveen Floating Rate Income Fund
JFR
$1.23B
$167K 0.03%
16,581
-1,078
-6% -$11.3K
GNTX icon
596
Gentex
GNTX
$4.88B
$166K 0.03%
10,702
-2,350
-18% -$37.3K
PID icon
597
Invesco International Dividend Achievers ETF
PID
$913M
$164K 0.03%
+11,338
New +$180K
SA
598
Seabridge Gold
SA
$2.8B
$161K 0.03%
27,679
-6,035
-18% -$32.9K
CHY
599
Calamos Convertible and High Income Fund
CHY
$1.03B
$159K 0.03%
14,638
-17,917
-55% -$214K
EFR
600
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$159K 0.03%
12,068
-5,625
-32% -$76.8K
22 23
24
25 26

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.