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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
551
Emerson Electric
EMR
$82.9B
$859K 0.03%
7,850
-1,709
-18% -$184K
VIOV icon
552
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$858K 0.03%
9,285
+115
+1% +$10.3K
HTGC icon
553
Hercules Capital
HTGC
$2.94B
$858K 0.03%
43,705
+519
+1% +$10.2K
SPYG icon
554
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$848K 0.03%
10,222
+357
+4% +$28.5K
RITM icon
555
Rithm Capital
RITM
$5.09B
$847K 0.03%
74,661
+43,189
+137% +$491K
KKR icon
556
KKR & Co
KKR
$89.2B
$847K 0.03%
6,489
+81
+1% +$9.58K
ESS icon
557
Essex Property Trust
ESS
$18.9B
$840K 0.03%
2,843
-41
-1% -$11.9K
DEO icon
558
Diageo
DEO
$46.2B
$837K 0.03%
5,965
+754
+14% +$98K
XYZ
559
Block Inc
XYZ
$45.9B
$836K 0.03%
12,459
-1,219
-9% -$78.7K
OHI icon
560
Omega Healthcare
OHI
$15.4B
$836K 0.03%
20,544
-1,560
-7% -$59K
DGX icon
561
Quest Diagnostics
DGX
$25.1B
$834K 0.03%
5,373
+416
+8% +$62.1K
PSEP icon
562
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$832K 0.03%
21,585
+12,460
+137% +$471K
BSCR icon
563
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$830K 0.03%
42,091
+8,003
+23% +$156K
BJUL icon
564
Innovator US Equity Buffer ETF July
BJUL
$289M
$822K 0.03%
18,824
-193
-1% -$8.18K
FLTR icon
565
VanEck IG Floating Rate ETF
FLTR
$2.93B
$819K 0.03%
32,162
-213
-0.7% -$5.41K
SHYD icon
566
VanEck Short High Yield Muni ETF
SHYD
$447M
$813K 0.02%
35,788
+10
+0% +$225
CWB icon
567
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$813K 0.02%
10,610
-5,431
-34% -$399K
FCOM icon
568
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$811K 0.02%
14,724
+505
+4% +$26.4K
PTLC icon
569
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$808K 0.02%
15,366
-291
-2% -$14.7K
DBEF icon
570
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$801K 0.02%
19,071
+2,923
+18% +$120K
SCHE icon
571
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$796K 0.02%
27,277
+319
+1% +$8.63K
USTB icon
572
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.28B
$796K 0.02%
15,664
-2,200
-12% -$111K
PNC icon
573
PNC Financial Services
PNC
$100B
$793K 0.02%
4,287
-355
-8% -$62.3K
FFLG icon
574
Fidelity Fundamental Large Cap Growth ETF
FFLG
$634M
$785K 0.02%
32,773
+3,097
+10% +$71.7K
CFR icon
575
Cullen/Frost Bankers
CFR
$10.3B
$781K 0.02%
6,979
+60
+0.9% +$6.56K
21 22
23
24 25

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.