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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
| $384K | 0.03% |
7,606
-9,518
| -56% | -$481K |
|
552
KeyCorp
KEY
$24.3B
| $382K | 0.03% |
26,527
-29,105
| -52% | -$346K |
|
553
MGM Resorts International
MGM
$11.7B
| $381K | 0.03% |
8,531
-4,550
| -35% | -$179K |
|
554
AGNC Investment
AGNC
$12.3B
| $380K | 0.03% |
38,769
-8,089
| -17% | -$71.1K |
|
555
Schwab US TIPS ETF
SCHP
$16.3B
| $380K | 0.03% |
14,570
-39,138
| -73% | -$996K |
|
556
VeriSign
VRSN
$25.3B
| $378K | 0.03% |
1,835
-11,655
| -86% | -$2.43M |
|
557
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
| $378K | 0.03% |
6,982
-3,603
| -34% | -$185K |
|
558
Schwab US Mid-Cap ETF
SCHM
$14.6B
| $376K | 0.03% |
14,967
-29,619
| -66% | -$679K |
|
559
Carlyle Group
CG
$16.3B
| $375K | 0.03% |
9,205
-35,188
| -79% | -$1.16M |
|
560
Gentex
GNTX
$4.88B
| $374K | 0.03% |
11,461
-3,485
| -23% | -$108K |
|
561
Vista Energy
VIST
$7.75B
| $374K | 0.03% |
12,675
+1,990
| +19% | +$58.7K |
|
562
Micron Technology
MU
$1.04T
| $373K | 0.03% |
4,367
-11,090
| -72% | -$824K |
|
563
Shell
SHEL
$245B
| $371K | 0.03% |
5,644
-13,245
| -70% | -$869K |
|
564
iShares Global Tech ETF
IXN
$8.7B
| $369K | 0.03% |
5,410
-5,282
| -49% | -$332K |
|
565
C3.ai
AI
$1.27B
| $368K | 0.03% |
12,828
-28,593
| -69% | -$787K |
|
566
Innovator US Equity Power Buffer ETF March
PMAR
$755M
| $368K | 0.03% |
10,337
-5,430
| -34% | -$187K |
|
567
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
| $368K | 0.03% |
10,812
-14,231
| -57% | -$452K |
|
|
WBA
568
DELISTED
Walgreens Boots Alliance
WBA
| $367K | 0.03% |
14,071
-10,769
| -43% | -$241K |
|
569
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36B
| $365K | 0.03% |
7,825
-16,905
| -68% | -$729K |
|
570
Nuveen Floating Rate Income Fund
JFR
$1.23B
| $365K | 0.03% |
44,353
-36,843
| -45% | -$294K |
|
571
Innovator US Equity Buffer ETF December
BDEC
$216M
| $363K | 0.03% |
9,498
-4,026
| -30% | -$146K |
|
572
Global X Lithium & Battery Tech ETF
LIT
$1.49B
| $362K | 0.03% |
7,114
-4,260
| -37% | -$211K |
|
573
Prudential Financial
PRU
$41.7B
| $361K | 0.03% |
3,486
-4,951
| -59% | -$475K |
|
574
iShares US Home Construction ETF
ITB
$2.33B
| $360K | 0.03% |
3,539
-3,702
| -51% | -$315K |
|
575
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
| $358K | 0.03% |
5,101
-3,164
| -38% | -$209K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.