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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTM icon
551
DT Midstream
DTM
$14.3B
$905K 0.03%
18,329
+4,416
+32% +$229K
XHLF icon
552
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$898K 0.03%
+17,851
New +$895K
PVH icon
553
PVH
PVH
$3.87B
$898K 0.03%
10,073
-183
-2% -$14.9K
MRVL icon
554
Marvell Technology
MRVL
$170B
$897K 0.03%
20,721
-1,818
-8% -$76.6K
PGX icon
555
Invesco Preferred ETF
PGX
$3.81B
$897K 0.03%
78,138
+1,424
+2% +$17.1K
ILMN icon
556
Illumina
ILMN
$28.7B
$894K 0.03%
3,951
+2
+0.1% +$409
ALB icon
557
Albemarle
ALB
$13.7B
$893K 0.03%
4,039
-663
-14% -$163K
PII icon
558
Polaris
PII
$4.25B
$892K 0.03%
+8,064
New +$893K
MCK icon
559
McKesson
MCK
$99.5B
$887K 0.03%
2,492
-2,350
-49% -$849K
FITB
560
Fifth Third Bancorp
FITB
$51.7B
$885K 0.03%
33,220
+973
+3% +$32.3K
CARR icon
561
Carrier Global
CARR
$57.6B
$883K 0.03%
19,301
-655
-3% -$29.3K
WHR icon
562
Whirlpool
WHR
$2.44B
$883K 0.03%
6,685
+463
+7% +$65.9K
LULU icon
563
lululemon athletica
LULU
$13.4B
$882K 0.03%
2,420
-90
-4% -$28.2K
AGZD icon
564
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$879K 0.03%
40,372
-8,670
-18% -$190K
EXC icon
565
Exelon
EXC
$48.2B
$874K 0.03%
20,870
-965
-4% -$40.2K
VDC icon
566
Vanguard Consumer Staples ETF
VDC
$7.98B
$870K 0.03%
4,496
-246
-5% -$46.6K
HYT icon
567
BlackRock Corporate High Yield Fund
HYT
$1.35B
$869K 0.03%
99,664
-5,539
-5% -$49.4K
DON icon
568
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$868K 0.03%
21,182
-560
-3% -$23.8K
VRTX icon
569
Vertex Pharmaceuticals
VRTX
$122B
$867K 0.03%
2,752
-412
-13% -$124K
COMT icon
570
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$864K 0.03%
31,962
-8,651
-21% -$236K
CGXU icon
571
Capital Group International Focus Equity ETF
CGXU
$6.22B
$861K 0.03%
37,106
+2,757
+8% +$61.6K
BIL icon
572
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$860K 0.03%
9,363
+758
+9% +$69.4K
DSI icon
573
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$860K 0.03%
11,021
+341
+3% +$25.8K
BNY
574
Bank of New York Mellon
BNY
$107B
$860K 0.03%
18,915
-800
-4% -$38.8K
SJNK icon
575
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$856K 0.03%
+34,448
New +$849K
21 22
23
24 25

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.