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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAAR icon
551
First Trust Alternative Absolute Return Strategy ETF
FAAR
$220M
$882K 0.03%
30,552
+2,251
+8% +$63.7K
VCLT icon
552
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.91B
$882K 0.03%
8,714
-208
-2% -$21.8K
JMIA
553
Jumia Technologies
JMIA
$950M
$880K 0.03%
24,829
+7,002
+39% +$335K
EMLP icon
554
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$877K 0.03%
38,443
+27,272
+244% +$602K
PRF icon
555
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$876K 0.03%
28,865
+950
+3% +$27.3K
MS icon
556
Morgan Stanley
MS
$320B
$874K 0.03%
11,253
+2,669
+31% +$205K
NUAN
557
DELISTED
Nuance Communications, Inc.
NUAN
$874K 0.03%
20,019
+9,938
+99% +$457K
OEF icon
558
iShares S&P 100 ETF
OEF
$20.3B
$869K 0.03%
4,834
+424
+10% +$74.8K
FDG icon
559
American Century Focused Dynamic Growth ETF
FDG
$417M
$867K 0.03%
11,733
+5,884
+101% +$447K
COWZ icon
560
Pacer US Cash Cows 100 ETF
COWZ
$19.5B
$864K 0.03%
+21,232
New +$789K
XSD icon
561
State Street SPDR S&P Semiconductor ETF
XSD
$2.7B
$857K 0.03%
+4,689
New +$866K
UNM icon
562
Unum
UNM
$15.1B
$855K 0.03%
30,722
-122
-0.4% -$3.17K
ATVI
563
DELISTED
Activision Blizzard
ATVI
$855K 0.03%
9,197
+150
+2% +$14.1K
TROW icon
564
T. Rowe Price
TROW
$21.9B
$847K 0.03%
4,938
+782
+19% +$128K
VTR icon
565
Ventas
VTR
$45B
$847K 0.03%
15,883
+1,025
+7% +$52.6K
NOC icon
566
Northrop Grumman
NOC
$74.4B
$845K 0.03%
2,610
+97
+4% +$29.2K
EA
567
DELISTED
Electronic Arts
EA
$842K 0.03%
6,216
+684
+12% +$94.8K
UPWK icon
568
Upwork
UPWK
$1.06B
$842K 0.03%
18,817
+12,152
+182% +$561K
CALF icon
569
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.83B
$841K 0.03%
+20,515
New +$773K
CFR icon
570
Cullen/Frost Bankers
CFR
$9.92B
$838K 0.03%
7,702
+328
+4% +$33.8K
RWL icon
571
Invesco S&P 500 Revenue ETF
RWL
$9.92B
$832K 0.03%
+11,967
New +$790K
VTWV icon
572
Vanguard Russell 2000 Value ETF
VTWV
$1.35B
$831K 0.03%
5,947
+15
+0.3% +$1.99K
MGK icon
573
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$830K 0.03%
20,050
+1,565
+8% +$64.5K
SLYG icon
574
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.82B
$829K 0.03%
9,658
-97
-1% -$8.25K
SCHF icon
575
Schwab International Equity ETF
SCHF
$69B
$827K 0.03%
43,952
+46
+0.1% +$858
21 22
23
24 25

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.