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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCE
551
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$568K 0.02%
22,095
+2,876
+15% +$73K
PSEC icon
552
Prospect Capital
PSEC
$1.06B
$566K 0.02%
110,766
+9,144
+9% +$42.8K
BSBE
553
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$564K 0.02%
22,002
+2,659
+14% +$67.4K
PVLA
554
Palvella Therapeutics
PVLA
$1.98B
$563K 0.02%
2,269
+1,085
+92% +$254K
MLM icon
555
Martin Marietta Materials
MLM
$33.6B
$560K 0.02%
2,711
+709
+35% +$136K
DKNG icon
556
DraftKings
DKNG
$11.4B
$557K 0.02%
+16,740
New +$463K
GNL icon
557
Global Net Lease
GNL
$1.87B
$557K 0.02%
33,314
-1,275
-4% -$18.2K
PRF icon
558
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$557K 0.02%
25,715
+770
+3% +$16K
ADM icon
559
Archer Daniels Midland
ADM
$41.4B
$556K 0.02%
13,944
+1,740
+14% +$65.1K
SJM icon
560
J.M. Smucker
SJM
$12.6B
$554K 0.02%
5,239
+1,334
+34% +$150K
AMZN icon
561
CALL
Amazon
AMZN
$2.5T
$552K 0.02%
+4,000
New +$483K
AZN icon
562
AstraZeneca
AZN
$263B
$544K 0.02%
5,144
+2,269
+79% +$234K
TFFP
563
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$542K 0.02%
3,766
+184
+5% +$23.3K
CDNS icon
564
Cadence Design Systems
CDNS
$90B
$539K 0.02%
+5,619
New +$470K
ENBL
565
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$539K 0.02%
115,227
+48,625
+73% +$208K
EXK
566
Endeavour Silver
EXK
$2.32B
$538K 0.02%
+236,121
New +$408K
AMCR icon
567
Amcor
AMCR
$20.6B
$533K 0.02%
10,434
+61
+0.6% +$2.85K
HYGV icon
568
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$530K 0.02%
11,790
– –
WELL icon
569
Welltower
WELL
$178B
$529K 0.02%
10,218
+33
+0.3% +$1.62K
MSCI icon
570
MSCI
MSCI
$40B
$527K 0.02%
1,579
+181
+13% +$58.5K
CGC
571
Canopy Growth
CGC
$375M
$524K 0.02%
3,240
+47
+1% +$7.61K
UNG icon
572
United States Natural Gas Fund
UNG
$478M
$523K 0.02%
+12,748
New +$607K
DWM icon
573
WisdomTree International Equity Fund
DWM
$666M
$519K 0.02%
11,731
+2,140
+22% +$90.7K
ETJ
574
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$519K 0.02%
54,266
+22,099
+69% +$203K
ILCG icon
575
iShares Morningstar Growth ETF
ILCG
$3.1B
$519K 0.02%
11,065
-37,840
-77% -$1.64M
21 22
23
24 25

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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.