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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
FS KKR Capital
FSK
$3.08B
| $409K | 0.02% |
34,054
+4,720
| +16% | +$101K |
|
552
Diageo
DEO
$49.4B
| $408K | 0.02% |
3,211
-327
| -9% | -$49.1K |
|
553
Akamai
AKAM
$16.3B
| $404K | 0.02% |
4,421
+1,822
| +70% | +$169K |
|
554
MSCI
MSCI
$42.1B
| $404K | 0.02% |
1,398
-226
| -14% | -$64K |
|
555
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
| $401K | 0.02% |
13,158
-19,177
| -59% | -$745K |
|
556
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
| $401K | 0.02% |
8,686
-3,620
| -29% | -$214K |
|
557
Trane Technologies
TT
$104B
| $398K | 0.02% |
4,824
-379
| -7% | -$46K |
|
558
Elevance Health
ELV
$83.7B
| $395K | 0.02% |
1,741
+86
| +5% | +$23.4K |
|
559
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
| $395K | 0.02% |
+7,460
| New | +$399K |
|
560
Innovative Industrial Properties
IIPR
$1.76B
| $394K | 0.02% |
5,191
-6,620
| -56% | -$559K |
|
561
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $394K | 0.02% |
28,065
+60
| +0.2% | +$1.1K |
|
562
Nucor
NUE
$60.5B
| $393K | 0.02% |
10,918
-8,734
| -44% | -$388K |
|
563
ARK Genomic Revolution ETF
ARKG
$1.54B
| $391K | 0.02% |
12,488
-3,031
| -20% | -$101K |
|
564
iShares Morningstar Mid-Cap ETF
IMCB
$1.67B
| $389K | 0.02% |
10,156
+1,160
| +13% | +$56.2K |
|
|
SPLK
565
DELISTED
Splunk Inc
SPLK
| $387K | 0.02% |
3,064
-1,166
| -28% | -$172K |
|
566
S&P Global
SPGI
$126B
| $384K | 0.02% |
1,568
-201
| -11% | -$55.1K |
|
567
W.W. Grainger
GWW
$66B
| $383K | 0.02% |
+1,540
| New | +$455K |
|
568
Gentex
GNTX
$5.12B
| $382K | 0.02% |
17,231
-1,193
| -6% | -$33.1K |
|
569
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $382K | 0.02% |
+6,127
| New | +$376K |
|
570
First Trust Financials AlphaDEX Fund
FXO
$1.15B
| $381K | 0.02% |
18,024
-63,835
| -78% | -$1.91M |
|
571
WisdomTree International Equity Fund
DWM
$671M
| $379K | 0.02% |
9,591
+2,206
| +30% | +$106K |
|
572
Martin Marietta Materials
MLM
$35B
| $379K | 0.02% |
2,002
+302
| +18% | +$72.2K |
|
573
Invesco Financial Preferred ETF
PGF
$676M
| $378K | 0.02% |
22,375
+2,046
| +10% | +$37.2K |
|
574
AB InBev
BUD
$161B
| $375K | 0.02% |
+8,508
| New | +$555K |
|
575
Fidelity Limited Term Bond ETF
FLTB
$415M
| $374K | 0.02% |
7,510
-241
| -3% | -$12.3K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.