We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Pinterest
PINS
$12.4B
| $539K | 0.03% |
+20,363
| New | +$610K |
|
552
Sunoco
SUN
$14.2B
| $539K | 0.03% |
17,129
+536
| +3% | +$17.1K |
|
553
Lumen
LUMN
$6.53B
| $537K | 0.03% |
43,027
-64,034
| -60% | -$760K |
|
554
Kraft Heinz
KHC
$30.4B
| $534K | 0.03% |
19,102
-4,068
| -18% | -$117K |
|
555
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
| $530K | 0.03% |
10,945
+100
| +0.9% | +$4.83K |
|
556
CALL
CME Group
CME
$92.2B
| $528K | 0.03% |
+2,500
| New | +$522K |
|
557
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
| $524K | 0.03% |
20,852
-1,281
| -6% | -$32.6K |
|
|
ACB
558
Aurora Cannabis
ACB
$165M
| $520K | 0.03% |
988
+91
| +10% | +$67.4K |
|
559
British American Tobacco
BTI
$132B
| $520K | 0.03% |
14,096
+1,075
| +8% | +$39.3K |
|
560
Annaly Capital Management
NLY
$16.9B
| $519K | 0.02% |
14,752
-879
| -6% | -$31.7K |
|
561
Applied Materials
AMAT
$426B
| $516K | 0.02% |
10,341
+2,632
| +34% | +$127K |
|
|
CMA
562
DELISTED
Comerica
CMA
| $516K | 0.02% |
7,820
+1,384
| +22% | +$91.6K |
|
|
HMLP
563
DELISTED
HOEGH LNG PARTNERS LP
HMLP
| $512K | 0.02% |
33,090
+3,961
| +14% | +$65.2K |
|
564
Progressive
PGR
$124B
| $509K | 0.02% |
6,585
-2,856
| -30% | -$225K |
|
565
T-Mobile US
TMUS
$193B
| $509K | 0.02% |
6,467
-208
| -3% | -$16.3K |
|
566
Cue Biopharma
CUE
$135M
| $508K | 0.02% |
2,007
+413
| +26% | +$99.2K |
|
567
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
| $508K | 0.02% |
14,013
+1,090
| +8% | +$42.3K |
|
568
iShares S&P 100 ETF
OEF
$19.8B
| $506K | 0.02% |
3,846
+134
| +4% | +$17.5K |
|
569
FS KKR Capital
FSK
$2.98B
| $505K | 0.02% |
21,664
+167
| +0.8% | +$3.92K |
|
570
CoStar Group
CSGP
$11.3B
| $504K | 0.02% |
8,500
+830
| +11% | +$49.7K |
|
571
Omnicom Group
OMC
$22.7B
| $503K | 0.02% |
6,421
+290
| +5% | +$23K |
|
|
BSJK
572
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $503K | 0.02% |
20,995
+789
| +4% | +$18.9K |
|
573
Fastenal
FAST
$54B
| $502K | 0.02% |
30,714
-3,962
| -11% | -$61.6K |
|
574
Occidental Petroleum
OXY
$57B
| $500K | 0.02% |
11,246
-111
| -1% | -$5.25K |
|
575
Energy Transfer Partners
ET
$70.1B
| $499K | 0.02% |
38,114
+1,524
| +4% | +$21.2K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.