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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCX icon
551
AMC Global Media
AMCX
$430M
$439K 0.02%
7,736
+1,799
+30% +$111K
TNL icon
552
Travel + Leisure Co
TNL
$4.54B
$439K 0.02%
+10,837
New +$456K
KNX icon
553
Knight Transportation
KNX
$11.8B
$438K 0.02%
13,402
+2,926
+28% +$93.1K
IVR icon
554
Invesco Mortgage Capital
IVR
$776M
$437K 0.02%
2,764
– –
FEZ icon
555
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$436K 0.02%
11,913
+443
+4% +$15.7K
HMLP
556
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$433K 0.02%
22,161
+12,034
+119% +$215K
RHT
557
DELISTED
Red Hat Inc
RHT
$432K 0.02%
2,364
+134
+6% +$24K
GUNR icon
558
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$429K 0.02%
+13,098
New +$418K
PDM
559
Piedmont Realty Trust
PDM
$1.22B
$426K 0.02%
20,441
-1,469
-7% -$28.9K
RSPH icon
560
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$422K 0.02%
21,400
-3,000
-12% -$57.9K
PVH icon
561
PVH
PVH
$3.71B
$421K 0.02%
3,456
-3,721
-52% -$408K
BIDU icon
562
Baidu
BIDU
$35.8B
$419K 0.02%
2,541
+334
+15% +$55.9K
IAGG icon
563
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$415K 0.02%
7,766
-2,697
-26% -$142K
AIVL icon
564
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$414K 0.02%
4,840
+29
+0.6% +$2.41K
HYZD icon
565
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$414K 0.02%
17,785
-371
-2% -$8.64K
IMCG icon
566
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$411K 0.02%
10,476
– –
OMC icon
567
Omnicom Group
OMC
$22.7B
$410K 0.02%
5,619
+215
+4% +$16.1K
SDIV icon
568
Global X SuperDividend ETF
SDIV
$1.21B
$410K 0.02%
7,512
+3,025
+67% +$168K
FBT icon
569
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$406K 0.02%
2,693
+352
+15% +$50.7K
SLYG icon
570
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$406K 0.02%
6,805
+1,078
+19% +$63.7K
BPYU
571
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$405K 0.02%
19,755
-9,645
-33% -$183K
GDXJ icon
572
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$402K 0.02%
12,660
-1,418
-10% -$45.2K
CCL icon
573
Carnival Corporation Ltd
CCL
$36.1B
$401K 0.02%
7,910
+3,587
+83% +$199K
K
574
DELISTED
Kellanova
K
$400K 0.02%
7,420
-271
-4% -$14.5K
QUAL icon
575
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$398K 0.02%
4,492
+238
+6% +$20K
21 22
23
24 25

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.