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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
551
DELISTED
Comerica
CMA
$415K 0.02%
4,602
+33
+0.7% +$3.15K
IMCG icon
552
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$415K 0.02%
10,560
+222
+2% +$8.5K
WHR icon
553
Whirlpool
WHR
$2.42B
$415K 0.02%
3,493
+673
+24% +$89.2K
FPE icon
554
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$414K 0.02%
21,670
+2,660
+14% +$51K
IFGL icon
555
iShares International Developed Real Estate ETF
IFGL
$81.6M
$413K 0.02%
14,410
-749
-5% -$21.8K
NFLX icon
556
CALL
Netflix
NFLX
$292B
$412K 0.02%
+11,000
New +$399K
SCHD icon
557
Schwab US Dividend Equity ETF
SCHD
$102B
$411K 0.02%
23,238
+9,765
+72% +$169K
AVGO icon
558
Broadcom
AVGO
$1.82T
$410K 0.02%
16,610
-6,850
-29% -$154K
NKTR icon
559
Nektar Therapeutics
NKTR
$2.39B
$409K 0.02%
447
+28
+7% +$23.9K
OMC icon
560
Omnicom Group
OMC
$22.7B
$409K 0.02%
6,017
-30
-0.5% -$2.1K
ADI icon
561
Analog Devices
ADI
$181B
$408K 0.02%
4,416
+79
+2% +$7.59K
GDXJ icon
562
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$408K 0.02%
14,907
+940
+7% +$27.9K
PODD icon
563
Insulet
PODD
$11.3B
$408K 0.02%
+3,850
New +$360K
SAIL
564
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$407K 0.02%
+11,960
New +$348K
IYC icon
565
iShares US Consumer Discretionary ETF
IYC
$1.12B
$406K 0.02%
7,660
+1,924
+34% +$98K
VEEV icon
566
Veeva Systems
VEEV
$30.3B
$405K 0.02%
+3,720
New +$337K
BNY
567
Bank of New York Mellon
BNY
$108B
$404K 0.02%
7,924
+701
+10% +$36.9K
MKC icon
568
McCormick & Company Non-Voting
MKC
$13.4B
$403K 0.02%
6,112
-72
-1% -$4.44K
PCY icon
569
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$400K 0.02%
14,832
-2,401
-14% -$64.7K
ETJ
570
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$397K 0.02%
39,930
-883
-2% -$8.67K
PICK icon
571
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$397K 0.02%
12,181
+299
+3% +$9.46K
CORP icon
572
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$395K 0.02%
+3,930
New +$396K
LZB icon
573
La-Z-Boy
LZB
$1.59B
$393K 0.02%
12,441
– –
FSD
574
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$393K 0.02%
26,654
-19,911
-43% -$293K
ANDV
575
DELISTED
Andeavor
ANDV
$393K 0.02%
2,558
-158
-6% -$23.3K
21 22
23
24 25

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.