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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
551
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$351K 0.03%
7,174
-665
-8% -$32.4K
DWM icon
552
WisdomTree International Equity Fund
DWM
$666M
$350K 0.03%
6,378
-120
-2% -$6.76K
ALGN icon
553
Align Technology
ALGN
$12B
$349K 0.03%
1,391
+28
+2% +$7.19K
BPL
554
DELISTED
Buckeye Partners, L.P.
BPL
$349K 0.03%
9,334
-842
-8% -$40.9K
IIPR icon
555
Innovative Industrial Properties
IIPR
$1.78B
$348K 0.03%
+12,991
New +$359K
BIDU icon
556
Baidu
BIDU
$35.8B
$347K 0.03%
1,555
+161
+12% +$39.7K
TLT icon
557
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$345K 0.03%
2,828
-2,313
-45% -$279K
WEC icon
558
WEC Energy
WEC
$37.7B
$345K 0.03%
5,508
+1,261
+30% +$78.2K
SWKS icon
559
Skyworks Solutions
SWKS
$9.06B
$343K 0.03%
3,420
+48
+1% +$4.99K
SLY
560
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$342K 0.03%
5,146
-322
-6% -$21.7K
BXMX
561
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$341K 0.02%
25,583
+715
+3% +$9.87K
IMCB icon
562
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$341K 0.02%
7,512
+456
+6% +$21.2K
VRNS icon
563
Varonis Systems
VRNS
$5.25B
$340K 0.02%
+16,860
New +$312K
BTI icon
564
British American Tobacco
BTI
$132B
$339K 0.02%
5,869
-435
-7% -$27.4K
AG icon
565
First Majestic Silver
AG
$8.05B
$337K 0.02%
55,151
+19,305
+54% +$119K
CQQQ icon
566
Invesco China Technology ETF
CQQQ
$2.95B
$335K 0.02%
5,602
+645
+13% +$40.8K
FDD icon
567
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$334K 0.02%
24,140
+4,168
+21% +$58.6K
PRF icon
568
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$334K 0.02%
15,140
-520
-3% -$11.9K
MON
569
DELISTED
Monsanto Co
MON
$334K 0.02%
2,863
-14
-0.5% -$1.69K
CINF icon
570
Cincinnati Financial
CINF
$28.3B
$332K 0.02%
4,473
+45
+1% +$3.37K
EWP icon
571
iShares MSCI Spain ETF
EWP
$1.98B
$332K 0.02%
10,209
-1,602
-14% -$53.9K
SIL icon
572
Global X Silver Miners ETF NEW
SIL
$4.08B
$332K 0.02%
10,801
-50
-0.5% -$1.56K
BSJM
573
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$332K 0.02%
13,527
+1,232
+10% +$30.5K
CAG icon
574
Conagra Brands
CAG
$7.07B
$330K 0.02%
8,958
-8,586
-49% -$316K
AOA icon
575
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$328K 0.02%
6,133
+1,220
+25% +$66.6K
21 22
23
24 25

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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.