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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
551
Diageo
DEO
$46.2B
$345K 0.03%
2,613
+546
+26% +$70.6K
AG icon
552
First Majestic Silver
AG
$8.05B
$344K 0.03%
50,231
-14,777
-23% -$106K
BXMX
553
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$343K 0.03%
24,539
-117
-0.5% -$1.62K
ILCV icon
554
iShares Morningstar Value ETF
ILCV
$1.3B
$342K 0.03%
6,866
+24
+0.4% +$1.17K
AOA icon
555
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$341K 0.03%
+6,361
New +$334K
KBA icon
556
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$341K 0.03%
+10,275
New +$332K
VIS icon
557
Vanguard Industrials ETF
VIS
$8.23B
$340K 0.03%
2,535
+181
+8% +$23.4K
BIG
558
DELISTED
Big Lots, Inc.
BIG
$340K 0.03%
6,347
-142
-2% -$7K
GHII
559
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$340K 0.03%
11,805
-537
-4% -$15.3K
CHKP icon
560
Check Point Software Technologies
CHKP
$13.3B
$339K 0.03%
2,975
+375
+14% +$41.2K
VOX icon
561
Vanguard Communication Services ETF
VOX
$5.53B
$339K 0.03%
3,679
-256
-7% -$23.6K
ET icon
562
Energy Transfer Partners
ET
$70.1B
$338K 0.03%
19,467
+64
+0.3% +$1.12K
PSA icon
563
Public Storage
PSA
$60.2B
$336K 0.03%
1,572
+18
+1% +$3.72K
GBAB
564
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$335K 0.03%
14,703
-1,515
-9% -$34.7K
ELV icon
565
Elevance Health
ELV
$81.9B
$334K 0.03%
1,761
+349
+25% +$66.4K
CINF icon
566
Cincinnati Financial
CINF
$28.3B
$333K 0.03%
4,344
+1,039
+31% +$79K
GDV icon
567
Gabelli Dividend & Income Trust
GDV
$2.6B
$333K 0.03%
14,872
+4,843
+48% +$106K
PSLV icon
568
Sprott Physical Silver Trust
PSLV
$11.9B
$331K 0.03%
52,780
-2,095
-4% -$13.4K
OUNZ icon
569
VanEck Merk Gold Trust
OUNZ
$2.51B
$328K 0.03%
25,962
-2,075
-7% -$26.2K
SCHH icon
570
Schwab US REIT ETF
SCHH
$11.7B
$328K 0.03%
15,944
-282
-2% -$5.81K
AGN
571
DELISTED
Allergan plc
AGN
$328K 0.03%
1,599
+104
+7% +$24.2K
CXT icon
572
Crane NXT
CXT
$3.04B
$326K 0.03%
11,732
– –
FIW icon
573
First Trust Water ETF
FIW
$1.84B
$326K 0.03%
7,198
-183
-2% -$7.94K
TWX
574
DELISTED
Time Warner Inc
TWX
$326K 0.03%
3,182
+202
+7% +$20.5K
IIM icon
575
Invesco Value Municipal Income Trust
IIM
$583M
$323K 0.03%
21,562
-9,678
-31% -$147K
21 22
23
24 25

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BPS
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WWA
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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.