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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGSH icon
551
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$275K 0.03%
4,515
+1,173
+35% +$71.4K
APTS
552
DELISTED
Preferred Apartment Communities, Inc.
APTS
$275K 0.03%
+18,435
New +$246K
CXP
553
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$275K 0.03%
12,718
-1,683
-12% -$35.9K
BABA icon
554
Alibaba
BABA
$269B
$272K 0.03%
3,101
-1,073
-26% -$103K
WY icon
555
Weyerhaeuser
WY
$17.3B
$272K 0.03%
9,056
-1,383
-13% -$42.6K
BIZD icon
556
VanEck BDC Income ETF
BIZD
$1.58B
$271K 0.03%
15,033
-4,899
-25% -$86.3K
GLW icon
557
Corning
GLW
$126B
$270K 0.03%
11,107
-2,314
-17% -$55K
AGN
558
DELISTED
Allergan plc
AGN
$270K 0.03%
1,285
+172
+15% +$35.6K
MKC icon
559
McCormick & Company Non-Voting
MKC
$13.4B
$269K 0.03%
5,760
+1,044
+22% +$48.7K
CAG icon
560
Conagra Brands
CAG
$7.07B
$268K 0.03%
6,774
-1,491
-18% -$55.7K
DWAS icon
561
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$268K 0.03%
+6,638
New +$256K
JRO
562
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$268K 0.03%
22,014
+127
+0.6% +$1.46K
BWX icon
563
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$267K 0.03%
10,283
-1,221
-11% -$32.9K
IVR icon
564
Invesco Mortgage Capital
IVR
$776M
$266K 0.03%
1,821
-142
-7% -$21.1K
VCR icon
565
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$266K 0.03%
2,064
-727
-26% -$92.4K
DHR icon
566
Danaher
DHR
$135B
$264K 0.03%
3,823
+296
+8% +$20.6K
DJP icon
567
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$263K 0.03%
10,836
-168
-2% -$3.97K
KKR icon
568
KKR & Co
KKR
$89.2B
$263K 0.03%
17,113
-213
-1% -$3.21K
AMT icon
569
American Tower
AMT
$77.7B
$259K 0.03%
2,449
-22
-0.9% -$2.39K
CCP
570
DELISTED
Care Capital Properties, Inc.
CCP
$259K 0.03%
10,350
+642
+7% +$16.1K
RPAI
571
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$257K 0.03%
16,793
-4,781
-22% -$73.6K
SPAB icon
572
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$253K 0.03%
8,888
-2,080
-19% -$60.1K
FPX icon
573
First Trust US Equity Opportunities ETF
FPX
$1.51B
$252K 0.03%
4,652
-703
-13% -$37.6K
DEM icon
574
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$250K 0.03%
6,694
-1,582
-19% -$59K
VT icon
575
Vanguard Total World Stock ETF
VT
$76.3B
$249K 0.03%
4,081
-161
-4% -$9.73K
21 22
23
24 25

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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.