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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIVI icon
551
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$227K 0.03%
5,961
+240
+4% +$9.48K
ILTB icon
552
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$227K 0.03%
3,887
+531
+16% +$31.7K
JCI icon
553
Johnson Controls International
JCI
$87.5B
$227K 0.03%
5,480
-543
-9% -$24.6K
ROP icon
554
Roper Technologies
ROP
$36.3B
$226K 0.03%
+1,191
New +$218K
HST icon
555
Host Hotels & Resorts
HST
$16.8B
$225K 0.03%
+14,685
New +$244K
NFJ
556
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$224K 0.03%
18,110
-3,498
-16% -$44.3K
HSY icon
557
Hershey
HSY
$35.4B
$222K 0.03%
2,488
+127
+5% +$11.4K
ITW icon
558
Illinois Tool Works
ITW
$81.4B
$222K 0.03%
+2,390
New +$217K
K
559
DELISTED
Kellanova
K
$222K 0.03%
3,277
+4
+0.1% +$261
DTD icon
560
WisdomTree US Total Dividend Fund
DTD
$1.65B
$221K 0.03%
6,166
-106
-2% -$3.82K
IP icon
561
International Paper
IP
$22.3B
$221K 0.03%
+6,200
New +$239K
CURE icon
562
Direxion Daily Healthcare Bull 3X ETF
CURE
$178M
$220K 0.03%
6,586
-2,114
-24% -$66.9K
BPL
563
DELISTED
Buckeye Partners, L.P.
BPL
$220K 0.03%
3,332
-803
-19% -$52.6K
BWP
564
DELISTED
Boardwalk Pipeline Partners
BWP
$220K 0.03%
16,970
+46
+0.3% +$570
POT
565
DELISTED
Potash Corp Of Saskatchewan
POT
$220K 0.03%
12,831
+1,862
+17% +$37K
WFM
566
DELISTED
Whole Foods Market Inc
WFM
$220K 0.03%
+6,554
New +$208K
PDN icon
567
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$219K 0.03%
8,441
-790
-9% -$20.7K
EMLP icon
568
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$218K 0.03%
10,820
-6,751
-38% -$147K
IGE icon
569
iShares North American Natural Resources ETF
IGE
$747M
$218K 0.03%
7,755
-968
-11% -$30.1K
PMF
570
DELISTED
PIMCO Municipal Income Fund
PMF
$218K 0.03%
14,102
+47
+0.3% +$702
SPXL icon
571
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.58B
$218K 0.03%
+10,504
New +$222K
URI icon
572
United Rentals
URI
$71.1B
$217K 0.03%
+2,996
New +$217K
NQI
573
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$217K 0.03%
15,897
+5,240
+49% +$68.9K
ILCV icon
574
iShares Morningstar Value ETF
ILCV
$1.3B
$216K 0.03%
5,282
-3,258
-38% -$134K
NTES icon
575
NetEase
NTES
$76.5B
$216K 0.03%
+5,970
New +$186K
21 22
23
24 25

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.