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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNL
551
DELISTED
CLECO CRP (HOLDING CO)
CNL
$212K 0.03%
3,988
+5
+0.1% +$269
EVV
552
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$211K 0.03%
16,658
-246
-1% -$3.27K
MCK icon
553
McKesson
MCK
$98.5B
$211K 0.03%
1,140
-48
-4% -$10.2K
MPC icon
554
Marathon Petroleum
MPC
$90.3B
$210K 0.03%
4,522
-422
-9% -$21.7K
VFC icon
555
VF Corp
VFC
$6.68B
$210K 0.03%
3,267
+74
+2% +$5.07K
VXX
556
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$210K 0.03%
+511
New +$170K
HYT icon
557
BlackRock Corporate High Yield Fund
HYT
$1.36B
$208K 0.03%
21,045
+8,037
+62% +$82.9K
SCCO icon
558
Southern Copper
SCCO
$141B
$208K 0.03%
8,416
+129
+2% +$3.28K
CYBX
559
DELISTED
CYBERONICS INC
CYBX
$208K 0.03%
+3,421
New +$215K
EWG icon
560
iShares MSCI Germany ETF
EWG
$1.5B
$207K 0.03%
8,372
+1,053
+14% +$28.6K
FCX icon
561
Freeport-McMoran
FCX
$90B
$207K 0.03%
21,412
+771
+4% +$9.25K
PZA icon
562
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$206K 0.03%
8,242
+31
+0.4% +$775
TBT icon
563
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$206K 0.03%
4,741
-1,601
-25% -$73.3K
BDSI
564
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$206K 0.03%
36,963
-58,963
-61% -$435K
K
565
DELISTED
Kellanova
K
$205K 0.03%
3,273
-594
-15% -$37K
KRE icon
566
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$205K 0.03%
4,983
+244
+5% +$10.4K
NSC icon
567
Norfolk Southern
NSC
$78.8B
$205K 0.03%
2,685
-96
-3% -$7.8K
SWIR
568
CALL
DELISTED
Sierra Wireless
SWIR
$205K 0.03%
+9,700
New +$225K
FNCL icon
569
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$204K 0.03%
7,565
-78,840
-91% -$2.26M
DFS
570
DELISTED
Discover Financial Services
DFS
$203K 0.03%
3,911
+170
+5% +$9.32K
FAB icon
571
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$203K 0.03%
4,996
+602
+14% +$26.2K
PMF
572
DELISTED
PIMCO Municipal Income Fund
PMF
$202K 0.03%
14,055
-814
-5% -$11.4K
BSCH
573
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$202K 0.03%
8,905
-39
-0.4% -$886
CRM icon
574
Salesforce
CRM
$134B
$201K 0.03%
+2,894
New +$205K
ILTB icon
575
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$201K 0.03%
3,356
-262
-7% -$15.7K
21 22
23
24 25

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VPC
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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.