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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNRC icon
526
Generac Holdings
GNRC
$11.6B
$962K 0.03%
8,911
+2,389
+37% +$276K
DFEB icon
527
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$961K 0.03%
28,586
-3,542
-11% -$118K
SQM icon
528
Sociedad Química y Minera de Chile
SQM
$19.6B
$960K 0.03%
11,841
+347
+3% +$29.9K
ACIO icon
529
Aptus Collared Investment Opportunity ETF
ACIO
$2.34B
$958K 0.03%
31,729
+23
+0.1% +$680
CGUS icon
530
Capital Group Core Equity ETF
CGUS
$11.1B
$956K 0.03%
40,343
-423
-1% -$9.87K
PHYS icon
531
Sprott Physical Gold
PHYS
$14.7B
$954K 0.03%
61,700
+2,047
+3% +$30K
TJX icon
532
TJX Companies
TJX
$173B
$950K 0.03%
12,119
-973
-7% -$76.6K
XBI icon
533
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$944K 0.03%
12,389
-559
-4% -$46.4K
SOXX icon
534
iShares Semiconductor ETF
SOXX
$42.7B
$944K 0.03%
6,369
+1,368
+27% +$186K
BIPC icon
535
Brookfield Infrastructure
BIPC
$5.03B
$944K 0.03%
20,486
-5
-0% -$218
DRSK icon
536
Aptus Defined Risk ETF
DRSK
$1.5B
$941K 0.03%
36,251
-4,904
-12% -$127K
DBP icon
537
Invesco DB Precious Metals Fund
DBP
$239M
$941K 0.03%
+18,440
New +$899K
IYF icon
538
iShares US Financials ETF
IYF
$4.68B
$940K 0.03%
13,210
-2,084
-14% -$160K
BAB icon
539
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$939K 0.03%
34,943
-4,621
-12% -$123K
GOVT icon
540
iShares US Treasury Bond ETF
GOVT
$43.8B
$939K 0.03%
40,155
-12,387
-24% -$286K
CHI
541
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$935K 0.03%
88,843
+1,480
+2% +$17.1K
ROP icon
542
Roper Technologies
ROP
$37.1B
$934K 0.03%
2,118
+568
+37% +$245K
DEO icon
543
Diageo
DEO
$47.3B
$929K 0.03%
5,128
+6
+0.1% +$1.06K
FUMB icon
544
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$926K 0.03%
46,360
+18,979
+69% +$379K
APTO
545
DELISTED
Aptose Biosciences, Inc.
APTO
$925K 0.03%
3,210
+831
+35% +$241K
VMW
546
DELISTED
VMware, Inc
VMW
$923K 0.03%
7,390
-1,873
-20% -$225K
NTR icon
547
Nutrien
NTR
$32.4B
$920K 0.03%
12,462
+2,106
+20% +$163K
CB icon
548
Chubb
CB
$139B
$916K 0.03%
4,719
+811
+21% +$170K
IBDQ
549
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$913K 0.03%
37,205
+9,992
+37% +$244K
MELI icon
550
Mercado Libre
MELI
$92.3B
$907K 0.03%
688
-35
-5% -$39.8K
20 21
22
23 24

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.