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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
(-0.9%)
Cap. Flow
+$18.8M
Cap. Flow
% of AUM
0.57%
Top 10 Holdings %
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$13.7M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$9.67M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$8.51M |
| 4 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$8.04M |
| 5 |
Invesco S&P 500 Pure Growth ETF
RPG
|
+$7.21M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$11.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$10.3M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$7.75M |
| 4 |
Invesco S&P 500 Pure Value ETF
RPV
|
+$7.34M |
| 5 |
Bath & Body Works
BBWI
|
+$7.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.42% |
| 2 | Consumer Discretionary | 5.83% |
| 3 | Financials | 4.89% |
| 4 | Healthcare | 4.72% |
| 5 | Communication Services | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Invesco Financial Preferred ETF
PGF
$676M
| $1.04M | 0.03% |
54,870
+1,381
| +3% | +$26.4K |
|
527
Regenxbio
RGNX
$623M
| $1.04M | 0.03% |
24,813
+906
| +4% | +$32.6K |
|
|
BNY
528
Bank of New York Mellon
BNY
$108B
| $1.04M | 0.03% |
20,002
-2,727
| -12% | -$142K |
|
529
American Electric Power
AEP
$73.7B
| $1.03M | 0.03% |
12,698
-1,900
| -13% | -$166K |
|
530
Williams Companies
WMB
$90.5B
| $1.03M | 0.03% |
39,738
+6,699
| +20% | +$169K |
|
531
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
| $1.03M | 0.03% |
9,736
+491
| +5% | +$53.1K |
|
532
Omega Healthcare
OHI
$15.4B
| $1.03M | 0.03% |
34,287
+1,047
| +3% | +$36K |
|
533
L3Harris
LHX
$55.9B
| $1.03M | 0.03% |
4,656
-219
| -4% | -$49.8K |
|
534
Atlassian
TEAM
$22B
| $1.03M | 0.03% |
2,622
+361
| +16% | +$121K |
|
535
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
| $1.02M | 0.03% |
12,241
-2
| -0% | -$171 |
|
536
Vanguard Small-Cap Growth ETF
VBK
$23.2B
| $1.01M | 0.03% |
3,606
+18
| +0.5% | +$5.15K |
|
537
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $1.01M | 0.03% |
30,713
-1,790
| -6% | -$60K |
|
538
MetLife
MET
$61B
| $1M | 0.03% |
16,224
-741
| -4% | -$44.6K |
|
539
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
| $1M | 0.03% |
24,313
-60
| -0.2% | -$2.59K |
|
540
iShares Agency Bond ETF
AGZ
$553M
| $1M | 0.03% |
8,438
+88
| +1% | +$10.5K |
|
541
AutoZone
AZO
$48.3B
| $1M | 0.03% |
589
-510
| -46% | -$818K |
|
542
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
| $1M | 0.03% |
10,075
+724
| +8% | +$71.9K |
|
543
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $999K | 0.03% |
2,077
-9,006
| -81% | -$4.42M |
|
544
First Trust Nasdaq Bank ETF
FTXO
$305M
| $997K | 0.03% |
30,551
+4,958
| +19% | +$154K |
|
545
ARK Blockchain & Fintech Innovation ETF
ARKF
$718M
| $992K | 0.03% |
20,088
-4,224
| -17% | -$221K |
|
546
Huntsman Corp
HUN
$2.24B
| $992K | 0.03% |
33,508
-100
| -0.3% | -$2.63K |
|
547
Exelon
EXC
$48.6B
| $987K | 0.03% |
28,626
-272
| -0.9% | -$9.29K |
|
548
Vanguard Total World Bond ETF
BNDW
$1.88B
| $986K | 0.03% |
12,351
-425
| -3% | -$34.3K |
|
549
Schwab International Equity ETF
SCHF
$65.6B
| $986K | 0.03% |
50,938
+264
| +0.5% | +$5.25K |
|
550
Titan Machinery
TITN
$466M
| $982K | 0.03% |
+37,906
| New | +$1.06M |
|
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Sigma Planning Corp's Q3 2021 Portfolio in Review
As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
- Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
- Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
- Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
- Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.
Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.