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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DOCU
526
DocuSign
DOCU
$10.7B
| $437K | 0.03% |
+4,727
| New | +$380K |
|
527
Innovator US Equity Power Buffer ETF October
POCT
$959M
| $437K | 0.03% |
19,340
-8,854
| -31% | -$216K |
|
528
Goldman Sachs
GS
$305B
| $436K | 0.03% |
2,820
-1,341
| -32% | -$285K |
|
529
Invesco Ultra Short Duration ETF
GSY
$3.86B
| $436K | 0.03% |
8,834
-5,834
| -40% | -$292K |
|
530
iShares US Industrials ETF
IYJ
$2B
| $436K | 0.03% |
7,016
-13,460
| -66% | -$1.05M |
|
531
Colgate-Palmolive
CL
$74.2B
| $435K | 0.03% |
6,554
-1,526
| -19% | -$108K |
|
532
J.M. Smucker
SJM
$13.2B
| $434K | 0.03% |
3,905
+885
| +29% | +$94.6K |
|
533
Electronic Arts
EA
$52.4B
| $432K | 0.03% |
4,311
-8,676
| -67% | -$913K |
|
534
Prospect Capital
PSEC
$1.12B
| $432K | 0.03% |
101,622
-9,309
| -8% | -$55K |
|
|
ATVI
535
DELISTED
Activision Blizzard
ATVI
| $432K | 0.03% |
7,265
+55
| +0.8% | +$3.26K |
|
536
Archer Daniels Midland
ADM
$40.1B
| $429K | 0.03% |
12,204
-14,115
| -54% | -$577K |
|
537
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
| $429K | 0.03% |
8,775
+4,250
| +94% | +$208K |
|
538
WisdomTree US MidCap Dividend Fund
DON
$4.08B
| $427K | 0.03% |
17,679
-2,659
| -13% | -$89.5K |
|
539
Ventas
VTR
$47.7B
| $427K | 0.03% |
15,914
-12,674
| -44% | -$629K |
|
|
TSI
540
TCW Strategic Income Fund
TSI
$214M
| $425K | 0.03% |
82,257
+39,335
| +92% | +$220K |
|
541
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
| $423K | 0.03% |
+12,842
| New | +$850K |
|
542
Amcor
AMCR
$21.6B
| $421K | 0.03% |
10,373
-1,832
| -15% | -$87.8K |
|
543
Pacer Trendpilot US Bond ETF
PTBD
$85.2M
| $421K | 0.03% |
+16,508
| New | +$423K |
|
544
Arlo Technologies
ARLO
$1.55B
| $420K | 0.02% |
173,000
+122,100
| +240% | +$424K |
|
545
Fidelity High Dividend ETF
FDVV
$10.2B
| $420K | 0.02% |
18,337
+5,227
| +40% | +$156K |
|
546
Vanguard Russell 2000 Value ETF
VTWV
$1.3B
| $420K | 0.02% |
+5,836
| New | +$570K |
|
547
Lumen
LUMN
$6.38B
| $416K | 0.02% |
43,946
-5,954
| -12% | -$74.4K |
|
548
Regeneron Pharmaceuticals
REGN
$72.9B
| $415K | 0.02% |
849
-525
| -38% | -$217K |
|
|
CIK
549
Credit Suisse Asset Management Income Fund
CIK
$134M
| $413K | 0.02% |
172,928
-8,495
| -5% | -$25.9K |
|
550
National Grid
NGG
$81.3B
| $410K | 0.02% |
7,948
-938
| -11% | -$51.8K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.