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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
526
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$633K 0.03%
24,995
-8,170
-25% -$199K
VCLT icon
527
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$631K 0.03%
6,221
+1,372
+28% +$138K
JNK icon
528
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$629K 0.03%
5,745
-1,283
-18% -$139K
BCE icon
529
BCE
BCE
$19.9B
$622K 0.03%
13,427
+137
+1% +$6.56K
CHD icon
530
Church & Dwight Co
CHD
$23.1B
$620K 0.03%
8,810
-297
-3% -$21.1K
FXH icon
531
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$618K 0.03%
7,335
+51
+0.7% +$4.04K
CMA
532
DELISTED
Comerica
CMA
$617K 0.03%
8,602
+782
+10% +$53.7K
BSJM
533
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$617K 0.03%
25,241
-662
-3% -$16.1K
CM icon
534
Canadian Imperial Bank of Commerce
CM
$107B
$614K 0.03%
14,758
+548
+4% +$23.2K
SCHE icon
535
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$614K 0.03%
22,447
+1,595
+8% +$42K
CBRL icon
536
Cracker Barrel
CBRL
$1.2B
$612K 0.03%
3,977
+1,157
+41% +$182K
COR icon
537
Cencora
COR
$60.3B
$610K 0.03%
7,180
-84
-1% -$7.2K
TWTR
538
DELISTED
Twitter, Inc.
TWTR
$610K 0.03%
19,027
-6,761
-26% -$222K
MPC icon
539
Marathon Petroleum
MPC
$90.3B
$602K 0.03%
9,992
-7,090
-42% -$444K
SPYV icon
540
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$600K 0.03%
17,188
+2,286
+15% +$76.4K
DEO icon
541
Diageo
DEO
$46.2B
$596K 0.03%
3,538
+140
+4% +$22.8K
BSJL
542
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$593K 0.03%
24,045
-848
-3% -$20.8K
HR icon
543
Healthcare Realty
HR
$7.42B
$592K 0.03%
19,547
-971
-5% -$29K
WEC icon
544
WEC Energy
WEC
$37.7B
$592K 0.03%
6,415
-1,229
-16% -$112K
CTVA icon
545
Corteva
CTVA
$59.7B
$590K 0.02%
19,975
-1,909
-9% -$50.5K
GH icon
546
Guardant Health
GH
$19.5B
$590K 0.02%
7,545
-6,348
-46% -$457K
HYGV icon
547
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$588K 0.02%
12,115
+1,170
+11% +$56.1K
TDIV icon
548
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$586K 0.02%
13,597
+7,992
+143% +$331K
CIK
549
Credit Suisse Asset Management Income Fund
CIK
$133M
$584K 0.02%
181,423
-29,727
-14% -$94.6K
DOX icon
550
Amdocs
DOX
$5.53B
$584K 0.02%
8,083
+3,024
+60% +$206K
20 21
22
23 24

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.