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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
526
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$597K 0.03%
60,608
+5,734
+10% +$55.7K
CRM icon
527
CALL
Salesforce
CRM
$134B
$594K 0.03%
4,000
+2,000
+100% +$304K
GPP
528
DELISTED
Green Plains Partners LP
GPP
$594K 0.03%
44,758
+1,584
+4% +$21.4K
PSA icon
529
Public Storage
PSA
$60.2B
$593K 0.03%
2,416
-531
-18% -$133K
CM icon
530
Canadian Imperial Bank of Commerce
CM
$107B
$587K 0.03%
14,210
-1,184
-8% -$46.5K
GSY icon
531
Invesco Ultra Short Duration ETF
GSY
$3.82B
$585K 0.03%
11,600
-2,419
-17% -$122K
BSJN
532
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$581K 0.03%
22,278
+799
+4% +$20.8K
ROBO icon
533
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$578K 0.03%
15,065
-1,893
-11% -$71.5K
SMDV icon
534
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$578K 0.03%
9,733
-49,779
-84% -$2.92M
RSPU icon
535
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$569K 0.03%
10,678
-1,402
-12% -$71.5K
UOCT icon
536
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
$568K 0.03%
+22,792
New +$566K
FFTY icon
537
CapForce IBD 50 ETF
FFTY
$80.2M
$567K 0.03%
17,573
-91,269
-84% -$3.12M
FE icon
538
FirstEnergy
FE
$28.9B
$565K 0.03%
11,709
-1,127
-9% -$51K
UTG icon
539
Reaves Utility Income Fund
UTG
$3.69B
$565K 0.03%
15,384
-778
-5% -$28.4K
TRI icon
540
Thomson Reuters
TRI
$39.4B
$564K 0.03%
8,003
+2,037
+34% +$145K
CTAS icon
541
Cintas
CTAS
$82.4B
$560K 0.03%
+8,360
New +$535K
IDCC icon
542
InterDigital
IDCC
$6.68B
$558K 0.03%
10,639
-838
-7% -$47.4K
MPT
543
Medical Properties Trust
MPT
$2.89B
$557K 0.03%
28,480
-523
-2% -$9.61K
DEO icon
544
Diageo
DEO
$46.2B
$556K 0.03%
3,398
-33
-1% -$5.52K
CL icon
545
Colgate-Palmolive
CL
$72.6B
$553K 0.03%
7,517
+204
+3% +$14.8K
ILTB icon
546
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$550K 0.03%
7,926
-1,604
-17% -$109K
HYS icon
547
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$546K 0.03%
5,476
+311
+6% +$31K
NULG icon
548
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$545K 0.03%
14,305
+6,218
+77% +$236K
FXH icon
549
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$539K 0.03%
7,284
-2,217
-23% -$169K
GDV icon
550
Gabelli Dividend & Income Trust
GDV
$2.6B
$539K 0.03%
25,079
-2,099
-8% -$44.9K
20 21
22
23 24

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BPS
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WWA
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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.