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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARLP icon
526
Alliance Resource Partners
ARLP
$3.18B
$476K 0.03%
+23,390
New +$452K
AGNC icon
527
AGNC Investment
AGNC
$12.3B
$472K 0.03%
26,210
+10,617
+68% +$190K
FEX icon
528
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$472K 0.03%
7,935
-2,062
-21% -$118K
LVS icon
529
Las Vegas Sands
LVS
$30.5B
$472K 0.03%
7,739
+2,356
+44% +$139K
LKQ icon
530
LKQ Corp
LKQ
$6.58B
$470K 0.03%
16,548
+7,115
+75% +$191K
TMUS icon
531
T-Mobile US
TMUS
$193B
$470K 0.03%
6,797
-2,695
-28% -$189K
FDL icon
532
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$469K 0.03%
15,540
-2,178
-12% -$63.2K
SABR icon
533
Sabre
SABR
$656M
$468K 0.03%
21,877
+6,880
+46% +$153K
FFC
534
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$465K 0.03%
24,603
-13,146
-35% -$242K
WDAY icon
535
Workday
WDAY
$33.4B
$465K 0.03%
+2,409
New +$438K
TRGP icon
536
Targa Resources
TRGP
$60.4B
$464K 0.03%
11,175
+1,608
+17% +$67.4K
VBK icon
537
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$464K 0.03%
2,579
-2
-0.1% -$343
KIO
538
KKR Income Opportunities Fund
KIO
$450M
$460K 0.03%
29,692
-6,399
-18% -$97.9K
QTEC icon
539
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$460K 0.03%
5,582
+32
+0.6% +$2.47K
STOR
540
DELISTED
STORE Capital Corporation
STOR
$460K 0.03%
13,728
+1,764
+15% +$55.6K
FPE icon
541
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$458K 0.03%
24,040
+1,147
+5% +$21.5K
HSY icon
542
Hershey
HSY
$35.4B
$458K 0.03%
3,984
+765
+24% +$83.3K
JPS
543
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$457K 0.03%
50,824
+7,567
+17% +$67.2K
MIY icon
544
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$451K 0.03%
+33,732
New +$439K
AGNC icon
545
CALL
AGNC Investment
AGNC
$12.3B
$450K 0.03%
+25,000
New +$447K
XSMO icon
546
Invesco S&P SmallCap Momentum ETF
XSMO
$3.02B
$449K 0.03%
+12,321
New +$433K
EA icon
547
Electronic Arts
EA
$52.4B
$448K 0.03%
+4,406
New +$418K
LRCX icon
548
Lam Research
LRCX
$382B
$447K 0.03%
24,950
+890
+4% +$14.8K
GPM
549
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$445K 0.03%
56,635
+2,803
+5% +$21.5K
FLTB icon
550
Fidelity Limited Term Bond ETF
FLTB
$415M
$443K 0.03%
8,827
-3,438
-28% -$171K
20 21
22
23 24

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.