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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
526
Crown Castle
CCI
$32.7B
$439K 0.03%
3,941
-712
-15% -$79.3K
COL
527
DELISTED
Rockwell Collins
COL
$439K 0.03%
3,128
-366
-10% -$50.4K
INGN icon
528
Inogen
INGN
$167M
$437K 0.03%
1,790
+95
+6% +$22K
AIVL icon
529
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$436K 0.03%
4,816
-190
-4% -$17.1K
SPY icon
530
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$436K 0.03%
+1,500
New +$427K
VCR icon
531
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$435K 0.03%
2,409
-695
-22% -$123K
GPM
532
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$432K 0.03%
49,135
+1,180
+2% +$10.4K
IVR icon
533
Invesco Mortgage Capital
IVR
$776M
$431K 0.03%
2,726
-5
-0.2% -$808
DLTR icon
534
Dollar Tree
DLTR
$23.1B
$430K 0.03%
5,273
-1,599
-23% -$140K
BB icon
535
BlackBerry
BB
$5.01B
$429K 0.03%
37,707
+23,835
+172% +$244K
IYM icon
536
iShares US Basic Materials ETF
IYM
$1.16B
$428K 0.03%
4,353
-442
-9% -$44.4K
DOCU
537
DocuSign
DOCU
$9.63B
$427K 0.03%
+8,115
New +$460K
FDL icon
538
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$427K 0.03%
14,312
-1,044
-7% -$30.7K
MOH icon
539
Molina Healthcare
MOH
$10.3B
$427K 0.03%
+2,873
New +$367K
CME icon
540
CALL
CME Group
CME
$92.2B
$426K 0.03%
+2,500
New +$421K
MPT
541
Medical Properties Trust
MPT
$2.89B
$426K 0.03%
28,538
-709
-2% -$10.3K
VANI icon
542
Vivani Medical
VANI
$110M
$424K 0.02%
9,308
+1,375
+17% +$55.5K
GOOS
543
Canada Goose Holdings
GOOS
$868M
$422K 0.02%
+6,540
New +$382K
UNM icon
544
Unum
UNM
$13.8B
$422K 0.02%
+10,811
New +$403K
RWX icon
545
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$421K 0.02%
10,997
-1,280
-10% -$50K
FEZ icon
546
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$418K 0.02%
10,918
-989
-8% -$38.3K
PJP icon
547
Invesco Pharmaceuticals ETF
PJP
$425M
$418K 0.02%
5,685
-319
-5% -$22.9K
SHV icon
548
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$417K 0.02%
3,779
+1,448
+62% +$160K
EXAS
549
DELISTED
Exact Sciences
EXAS
$416K 0.02%
5,272
+150
+3% +$9.78K
SPYG icon
550
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$416K 0.02%
10,868
+4,902
+82% +$182K
20 21
22
23 24

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SCM
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BPS
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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.