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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
526
Diageo
DEO
$46.2B
$366K 0.03%
2,506
-107
-4% -$14.7K
MS icon
527
Morgan Stanley
MS
$337B
$366K 0.03%
6,969
+2,785
+67% +$141K
AMT icon
528
American Tower
AMT
$77.7B
$364K 0.03%
2,548
+345
+16% +$49.3K
SLY
529
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$364K 0.03%
5,468
+1,106
+25% +$73K
DWM icon
530
WisdomTree International Equity Fund
DWM
$666M
$362K 0.03%
6,498
+36
+0.6% +$1.98K
BAB icon
531
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$361K 0.03%
11,761
+1,413
+14% +$43.1K
TRGP icon
532
Targa Resources
TRGP
$60.4B
$361K 0.03%
7,463
-213
-3% -$9.52K
AGNC icon
533
AGNC Investment
AGNC
$12.3B
$357K 0.03%
17,662
+3,667
+26% +$75.4K
CMA
534
DELISTED
Comerica
CMA
$357K 0.03%
4,117
+2
+0% +$161
PRF icon
535
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$356K 0.03%
15,660
-12,345
-44% -$272K
CHKP icon
536
Check Point Software Technologies
CHKP
$13.3B
$355K 0.03%
3,428
+453
+15% +$49.2K
BXMX
537
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$354K 0.03%
24,868
+329
+1% +$4.62K
SIL icon
538
Global X Silver Miners ETF NEW
SIL
$4.08B
$354K 0.03%
10,851
-940
-8% -$30.1K
RPAI
539
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$354K 0.03%
26,343
-4,352
-14% -$56.6K
ROBO icon
540
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$352K 0.03%
+8,525
New +$346K
LIVE icon
541
Live Ventures
LIVE
$29.8M
$351K 0.03%
21,974
+2,485
+13% +$34K
BOND icon
542
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$350K 0.03%
3,298
-83
-2% -$8.82K
TTE icon
543
TotalEnergies
TTE
$193B
$350K 0.03%
6,340
-547
-8% -$30.2K
BKNG icon
544
Booking.com
BKNG
$138B
$349K 0.03%
5,025
+775
+18% +$56.1K
SCHE icon
545
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$348K 0.03%
12,454
-2,577
-17% -$71.1K
PSLV icon
546
Sprott Physical Silver Trust
PSLV
$11.9B
$347K 0.03%
54,680
+1,900
+4% +$11.9K
IP icon
547
International Paper
IP
$22.3B
$345K 0.03%
6,295
-3,522
-36% -$189K
IXN icon
548
iShares Global Tech ETF
IXN
$8.7B
$344K 0.03%
13,440
+3,882
+41% +$98.3K
PKW icon
549
Invesco BuyBack Achievers ETF
PKW
$1.69B
$344K 0.03%
5,824
+271
+5% +$15.4K
RIO icon
550
Rio Tinto
RIO
$148B
$344K 0.03%
6,497
+141
+2% +$6.88K
20 21
22
23 24

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.