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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
526
Alaska Air
ALK
$5.15B
$373K 0.03%
+4,889
New +$400K
IMCB icon
527
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$371K 0.03%
8,496
-528
-6% -$22.5K
RSPH icon
528
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$370K 0.03%
21,140
-160
-0.8% -$2.78K
IMCG icon
529
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$369K 0.03%
11,664
-474
-4% -$14.6K
LUMN icon
530
Lumen
LUMN
$6.53B
$369K 0.03%
19,500
+34
+0.2% +$716
TTE icon
531
TotalEnergies
TTE
$193B
$369K 0.03%
6,887
-87
-1% -$4.47K
BSJL
532
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$368K 0.03%
14,563
-4,294
-23% -$108K
BPL
533
DELISTED
Buckeye Partners, L.P.
BPL
$367K 0.03%
6,430
+402
+7% +$23.9K
TMO icon
534
Thermo Fisher Scientific
TMO
$211B
$366K 0.03%
+1,932
New +$350K
USO icon
535
United States Oil Fund
USO
$2.45B
$365K 0.03%
4,372
+75
+2% +$5.91K
TRGP icon
536
Targa Resources
TRGP
$60.4B
$363K 0.03%
7,676
+240
+3% +$10.9K
BOND icon
537
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$361K 0.03%
3,381
-946
-22% -$101K
ETJ
538
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$361K 0.03%
38,273
+205
+0.5% +$1.93K
IVR icon
539
Invesco Mortgage Capital
IVR
$776M
$360K 0.03%
2,100
+140
+7% +$23.6K
PFXF icon
540
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$359K 0.03%
17,893
-1,235
-6% -$24.8K
OMC icon
541
Omnicom Group
OMC
$22.7B
$355K 0.03%
4,797
+368
+8% +$28.4K
GGM
542
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$355K 0.03%
15,309
-465
-3% -$10.7K
JNUG icon
543
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$351M
$353K 0.03%
393
-66
-14% -$62.2K
KRG icon
544
Kite Realty
KRG
$5.95B
$353K 0.03%
17,413
+1,709
+11% +$34.3K
PKB icon
545
Invesco Building & Construction ETF
PKB
$438M
$353K 0.03%
11,260
+137
+1% +$4.06K
DWM icon
546
WisdomTree International Equity Fund
DWM
$666M
$352K 0.03%
6,462
+1,026
+19% +$54.7K
PICK icon
547
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$351K 0.03%
11,325
-6,621
-37% -$201K
MKC icon
548
McCormick & Company Non-Voting
MKC
$13.4B
$350K 0.03%
6,824
+316
+5% +$15.2K
PB icon
549
Prosperity Bancshares
PB
$8.77B
$347K 0.03%
5,279
+28
+0.5% +$1.75K
PRU icon
550
Prudential Financial
PRU
$41.7B
$347K 0.03%
3,267
-550
-14% -$58.8K
20 21
22
23 24

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.