We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWP
526
DELISTED
Boardwalk Pipeline Partners
BWP
$298K 0.03%
17,188
+73
+0.4% +$1.25K
HPE icon
527
Hewlett Packard
HPE
$63.2B
$297K 0.03%
22,051
+267
+1% +$3.57K
KDP icon
528
Keurig Dr Pepper
KDP
$40.4B
$296K 0.03%
3,262
+369
+13% +$32.4K
FXG icon
529
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$295K 0.03%
6,458
-19,049
-75% -$865K
SKT icon
530
Tanger
SKT
$4.82B
$295K 0.03%
8,242
+1,465
+22% +$51.7K
NOC icon
531
Northrop Grumman
NOC
$77B
$294K 0.03%
1,263
+143
+13% +$33.2K
DON icon
532
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$293K 0.03%
9,312
+411
+5% +$12.5K
FDRR icon
533
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$293K 0.03%
+11,058
New +$285K
LEA icon
534
Lear
LEA
$7.19B
$293K 0.03%
2,216
+71
+3% +$8.93K
OUNZ icon
535
VanEck Merk Gold Trust
OUNZ
$2.51B
$291K 0.03%
25,547
-3,463
-12% -$41.7K
PRFZ icon
536
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$289K 0.03%
12,520
-360
-3% -$7.86K
FRA icon
537
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$288K 0.03%
19,998
+6,648
+50% +$92.5K
COL
538
DELISTED
Rockwell Collins
COL
$288K 0.03%
3,109
+17
+0.5% +$1.5K
FREL icon
539
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$287K 0.03%
12,250
-15,520
-56% -$358K
IGIB icon
540
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$286K 0.03%
5,280
+288
+6% +$15.7K
CINF icon
541
Cincinnati Financial
CINF
$28.3B
$284K 0.03%
3,748
-649
-15% -$48.3K
RSPH icon
542
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$282K 0.03%
19,330
+3,770
+24% +$55.7K
GOVT icon
543
iShares US Treasury Bond ETF
GOVT
$43.6B
$281K 0.03%
11,278
-23,342
-67% -$591K
CPB icon
544
Campbell Soup
CPB
$6.51B
$280K 0.03%
4,631
-437
-9% -$24.5K
ILCB icon
545
iShares Morningstar US Equity ETF
ILCB
$1.26B
$278K 0.03%
8,388
-588
-7% -$19.1K
SIVR icon
546
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$277K 0.03%
17,747
-95
-0.5% -$1.59K
OKS
547
DELISTED
Oneok Partners LP
OKS
$277K 0.03%
6,434
+765
+13% +$31.7K
GLAD icon
548
Gladstone Capital
GLAD
$425M
$276K 0.03%
14,685
-284
-2% -$4.75K
NEAR icon
549
iShares Short Maturity Bond ETF
NEAR
$4.8B
$275K 0.03%
+5,475
New +$275K
SCHH icon
550
Schwab US REIT ETF
SCHH
$11.7B
$275K 0.03%
13,418
-8,024
-37% -$161K
20 21
22
23 24

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.