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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
526
Vanguard Utilities ETF
VPU
$8.83B
$246K 0.03%
2,620
-189
-7% -$17.7K
SIRE
527
DELISTED
Sisecam Resources LP
SIRE
$245K 0.03%
10,975
-1,119
-9% -$25.6K
IHF icon
528
iShares US Healthcare Providers ETF
IHF
$1.18B
$244K 0.03%
+9,830
New +$244K
NUV icon
529
Nuveen Municipal Value Fund
NUV
$1.91B
$242K 0.03%
23,737
+5,009
+27% +$49.8K
VT icon
530
Vanguard Total World Stock ETF
VT
$76.3B
$242K 0.03%
+4,204
New +$247K
MAS icon
531
Masco
MAS
$16B
$241K 0.03%
+8,506
New +$242K
DES icon
532
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$240K 0.03%
11,076
-213
-2% -$4.72K
KYN icon
533
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$240K 0.03%
13,885
+909
+7% +$18.1K
MET icon
534
MetLife
MET
$61B
$240K 0.03%
+5,589
New +$246K
ADP icon
535
Automatic Data Processing
ADP
$100B
$239K 0.03%
2,821
-197
-7% -$17K
BWLD
536
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$239K 0.03%
+1,500
New +$250K
TSL
537
DELISTED
Trina Solar Limited
TSL
$239K 0.03%
21,700
+1,300
+6% +$13.4K
ALDW
538
DELISTED
Alon USA Partners LP
ALDW
$239K 0.03%
+10,293
New +$250K
SGDM icon
539
Sprott Gold Miners ETF
SGDM
$551M
$237K 0.03%
18,648
-385
-2% -$5.24K
FLR icon
540
Fluor
FLR
$7.29B
$235K 0.03%
+4,975
New +$234K
BAB icon
541
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$234K 0.03%
8,066
-1,719
-18% -$50K
PZA icon
542
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$233K 0.03%
9,144
+902
+11% +$22.8K
ACN icon
543
Accenture
ACN
$89.9B
$232K 0.03%
+2,223
New +$235K
XHB icon
544
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$232K 0.03%
6,792
-1,222
-15% -$43.4K
XMLV icon
545
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$232K 0.03%
6,810
-336
-5% -$11.5K
VXX
546
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$231K 0.03%
718
+207
+41% +$65.8K
TSN icon
547
Tyson Foods
TSN
$20.2B
$230K 0.03%
+4,310
New +$207K
VWOB icon
548
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$230K 0.03%
+3,105
New +$234K
XRX icon
549
Xerox
XRX
$337M
$229K 0.03%
8,184
-129
-2% -$3.47K
HA
550
DELISTED
Hawaiian Holdings, Inc.
HA
$228K 0.03%
6,450
-9,100
-59% -$315K
20 21
22
23 24

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.